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Regulation

Your profession

Over 3000 IFAs download TCF report

Over 3000 IFAs have downloaded the JPMorgan Asset Management (JPMAM) Treating Customers Fairly report, in a bid to be compliant before the December deadline.

clock 20 November 2008 •

Your profession

FSA refuses to budge on IFA complaints time-limit

The FSA says it is unlikely to change its policy on how long consumers are legally entitled to make complaints against IFAs.

clock 14 November 2008 •

TCF

FSA accused of undermining TCF

The FSA is running the risk of undermining TCF after announcing it will accelerate the full integration of the initiative into its day-to-day regulation of firms, the Financial Services Consumer Panel (FSCP) warns.

clock 14 November 2008 •

TCF

FSA brings TCF tests forward to January

All firms will be tested on the principles of treating customers fairly (TCF) from January 2009 as the FSA accelerates its implementation programme.

clock 12 November 2008 •

Regulation

The beauty of TCF

The unsettling spectacle of markets crashing around us might have distracted the more routine aspects of advising clients in past months so advisers would be forgiven for parking Treating Customers Fairly (TCF) at the back of their minds.

clock 04 November 2008 •

Regulation

Going for gold in 2012

Clare Ward takes a look at the steps that corporate IFAs need to take to prepare for the introduction of personal accounts in 2012

clock 01 November 2008 •

Regulation

Where next for QROPS?

Mike Morrison clarifies the issues surrounding QROPS?

clock 01 October 2008 •

Regulation

Life after RDR

clock 01 October 2008 •

Technology

Novia forms TCF partnership

New wrap platform Novia Financial has formed a partnership with technology provider FinQS to offer cost effective TCF management information tools for advisers.

clock 12 September 2008 •

Regulation

QROPS: whys and wherefores

Paul Davies goes through the issues advisers and their clients need to be aware of when dealing with QROPS

clock 01 September 2008 •
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