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Regulation

Regulation

FSCS: Interim levies unlikely this year

The Financial Services Compensation Scheme (FSCS) has said it does not expect to raise an interim levy in any sector this year, though CEO Mark Neale said he recognises this will come as "cold comfort" to some advisers.

clock 30 November 2015 •

Regulation

Three odd FOS verdicts (and why advisers need to know about them)

Has one IFA's unusual hobby highlighted questionable FOS decisions?

clock 09 November 2015 •

Regulation

Advisers call on FCA to limit direct provider contact with clients

Advisers are calling on regulators to introduce rules restricting the contact product providers can have with their clients.

clock 11 September 2015 •

TCF

FCA tweaks suitability rules on offshore life insurance bonds

The Financial Conduct Authority (FCA) is planning to update its rules for retail clients advised to buy offshore life insurance bonds, affording them greater protection.

clock 04 September 2015 •

Regulation

Armchair Critic: Should RDR II resurrect the Man from the Pru?

Should RDR II resurrect the Man from the Pru?

clock 19 August 2015 •

Regulation

Half of advisers label FOS 'unfair'

Almost half of advisers believe the Financial Ombudsman Service (FOS) is unfair when adjudicating on advice cases, research suggests.

clock 17 August 2015 • 2 min read

Regulation

Call for 'safe harbour' for advisers as rules reviewed

The introduction of ‘safe harbour' legislation for financial advisers would be a welcome step towards rebalancing liability between advisers and clients, according to one stakeholder, after the government announced a major review looking at how advice...

clock 04 August 2015 •

Your profession

Five views from an advice gap pioneer on the state of the market

Alastair Rush picks the areas he thinks the government's advice review should focus on...

clock 03 August 2015 •

Regulation

Four advice gap pioneers the government must speak to

Four advice gap pioneers the government must speak to

clock 03 August 2015 • 2 min read

Regulation

Millions of 'disenfranchised' savers could benefit from advice review

Millions of "totally disenfranchised" savers could return to financial advice as a result of the government's wide-scale review, adviser Keith Churchouse has said.

clock 03 August 2015 •
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