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Regulation

RDR

IFAonline anonymous: Our undercover compliance director 'baffled' by FCA

GRUELLING

clock 15 November 2013 •

Regulation

FSCS chief backs 'fair' risk-weighted levies

The chief executive of the Financial Services Compensation Scheme (FSCS) is "sympathetic"to calculating the scheme's levy based on the risk posed by specific businesses.

clock 15 November 2013 •

Wrap/platforms

Hargreaves: Why we will not bulk switch clients into clean share classes

Hargreaves Lansdown will not be carrying out bulk switches of client money from bundled to clean or super clean share classes, Investment Week can reveal.

clock 12 November 2013 •

Tax Planning

Taxman wins £500m from members of avoidance plan

Tax avoiders will be forced to hand £500m to HM Revenue & Customs (HMRC) after a ruling by the Supreme Court.

clock 12 November 2013 •

Property Investment

Investor group sues Portuguese property firm over $3m loss

Investor group Little River Victims (LRV) has started proceedings against an Algarve-based golf resort developer after losing $3m of investments in US properties that were sold to them through their advisers.

clock 12 November 2013 •

Wrap/platforms

PFS Conference: FCA 'busts the myth' on single platform independence

Advisers who use a single investment platform for all their business can still be independent and the regulator's stance on the issue has not changed, according to the Financial Conduct Authority (FCA).

clock 08 November 2013 •

Regulation

Keith Richards: Tough but fair FCA outshines predecessor

The Financial Conduct Authority (FCA) will be tougher than its predecessor but its more open approach has improved its standing in the industry, Keith Richards has said.

clock 07 November 2013 •

Regulation

Banks told to speed up interest rate swap mis-selling reviews

The Financial Conduct Authority (FCA) has written to banks urging them to speed up their review of how interest rate hedging products were sold.

clock 07 November 2013 •

Equities

FTSE 100 firms hit by FCA rules to protect small investors

Half the companies in the FTSE 100 could be affected by new rules designed to protect minority investors.

clock 06 November 2013 •

Regulation

When a five isn't a five: The problems posed by risk-rated solutions

NOT A FIVE

clock 05 November 2013 •
959697
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