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Regulation

Regulation

From the horse's mouth: Six edicts from the FCA's Rory Percival

Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him...

clock 03 July 2015 • 2 min read

Regulation

FCA's Martin Wheatley enjoys 15% pay rise

Financial Conduct Authority (FCA) chief executive Martin Wheatley saw his total pay deal from the industry-funded regulator rise by an inflation busting 15% last year to £701,000.

clock 02 July 2015 •

Regulation

EEA flirts with lifeline for trapped 'death bond' investors

Suspended £400m life settlement fund EEA has revealed possible plans for trapped investors to unlock some of their money - if new investors willing to buy their shares can be found.

clock 02 July 2015 •

Adviser tips

Super-safe suitability reports: How to get it right

Top tips for completing super-safe suitability reports

clock 30 June 2015 •

Investment Trusts

Concerns raised over alternative income vehicles' disclosure

Concerns are being raised over the disclosure policies of some specialist investment trusts as investors continue to pile into alternative assets.

clock 30 June 2015 • 3 min read

Investment

FSCS Arck adviser decision edges closer; fraudsters' sentencing delayed

Court delays and slow progress at the Financial Services Compensation Scheme (FSCS) bring mixed news for investors in failed property scheme Arck as they fight for a resolution to their £60m saga.

clock 26 June 2015 •

Regulation

From Keydata to Reyker: Clients continue to pay the price

From Keydata to Reyker: Clients continue to pay the price

clock 24 June 2015 •

Regulation

FOS throws out IFA's 'grossly unfair fees' complaint as Keydata hangover continues

The Financial Ombudsman Service (FOS) has thrown out a test case brought by an IFA who argued charges levied on Keydata investors following a change of custodian to their assets were "excessive" and "grossly unfair".

clock 24 June 2015 •

Regulation

FCA defends adviser levy as it confirms £75m bill for 2015-2016

The Financial Conduct Authority (FCA) has defended the methods it uses to calculate advisers' contribution to its annual costs as fair and proportionate, as it confirmed a 10% hike for firms for 2015-2016.

clock 23 June 2015 • 3 min read

Regulation

FOS reveals rise of UCIS advice reviews

The Financial Ombudsman Service (FOS) has warned an increasing number of advised clients are reviewing their investments in unregulated collective investment schemes (UCIS) with a view to making a complaint.

clock 23 June 2015 •
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