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Regulation

Regulation

FCA revisits approved person debate amid fears of two-tiered advice

The regulator may make changes to the approved persons system amid concerns the new 'certification regime' for bank advisers is weaker than for other financial advisers.

clock 07 July 2015 •

Regulation

FOS rulings: Professional Adviser calls for evidence of inconsistency

Professional Adviser calls for evidence of inconsistency

clock 07 July 2015 •

Regulation

FCA bonuses a 'slap in the face' while FSCS levies rise and rise

Bonuses reward executives for hitting specific goals - Sheriar Bradbury asks what goals has the FCA met?

clock 06 July 2015 •

Regulation

From the horse's mouth: Six edicts from the FCA's Rory Percival

Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him...

clock 03 July 2015 • 2 min read

Regulation

FCA's Martin Wheatley enjoys 15% pay rise

Financial Conduct Authority (FCA) chief executive Martin Wheatley saw his total pay deal from the industry-funded regulator rise by an inflation busting 15% last year to £701,000.

clock 02 July 2015 •

Regulation

EEA flirts with lifeline for trapped 'death bond' investors

Suspended £400m life settlement fund EEA has revealed possible plans for trapped investors to unlock some of their money - if new investors willing to buy their shares can be found.

clock 02 July 2015 •

Adviser tips

Super-safe suitability reports: How to get it right

Top tips for completing super-safe suitability reports

clock 30 June 2015 •

Investment Trusts

Concerns raised over alternative income vehicles' disclosure

Concerns are being raised over the disclosure policies of some specialist investment trusts as investors continue to pile into alternative assets.

clock 30 June 2015 • 3 min read

Investment

FSCS Arck adviser decision edges closer; fraudsters' sentencing delayed

Court delays and slow progress at the Financial Services Compensation Scheme (FSCS) bring mixed news for investors in failed property scheme Arck as they fight for a resolution to their £60m saga.

clock 26 June 2015 •

Regulation

From Keydata to Reyker: Clients continue to pay the price

From Keydata to Reyker: Clients continue to pay the price

clock 24 June 2015 •
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