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Regulation

Regulation

FSA granted additional powers to punish white collar crime

A raft of new measures designed to give regulators more power in tackling city crime are to be unveiled in the Queen's Speech this week.

clock 16 November 2009 •

TCF

FSA threatens one-man firm over long-stop campaign

The FSA is threatening "follow-up action" against an IFA seeking to time-bar client complaints by including a 15-year long-stop in his terms of business (ToB) contracts.

clock 22 October 2009 •

Investment

Iceland gets rapid-response financial SWAT unit

A rapid-response financial investigation team with wide-ranging powers is being set up in Iceland to prevent another financial meltdown.

clock 25 September 2009 •

Technology

Intelliflo launches financial planning tools

IntelliFlo has launched a set of tools which allow pension and investment advisers to tailor financial plans for their clients' future.

clock 26 May 2009 •

RDR

Question: What impact do you think the Retail Distribution Review (RDR) will have on financial advisers? What are the pros and cons?

Each month, we ask our industry to answer one big question!

clock 01 March 2009 •

Regulation

Looking forward to a more robust pensions industry

clock 01 February 2009 •

Pensions

Question: What impact do you think the FSA review on pension transfers will have on the industry?

Each month, we ask our industry to answer one big question!

clock 01 February 2009 •

Your profession

Pension switch principles should apply to entire market-Skandia

The pension switching review has implications for the entire market including platform to platform re-registration, Skandia says

clock 23 January 2009 •

Your profession

FSA's IDD and menu templates mislead firms

The FSA's templates for initial disclosure documents (IDD) and menus have a higher number of non-compliance problems among firms that use them compared to those who create their own versions.

clock 19 December 2008 •

Regulation

Advisers must be RDR compliant by 2012

The FSA has set out an ambitious implementation plan for its new retail distribution strategy, with all firms expected to be fully compliant with the rules by the end of 2012.

clock 25 November 2008 •
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