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Regulation

TCF

TCF: Well it worked for me

The FSA's ‘treating customers fairly' initiative has invited scorn from advisers who said it muddied waters that were previously clear. But not everyone thinks it was worthless…

clock 14 March 2012 •

Investing in the profession

Will unbundling boost investment trust uptake?

Platform unbundling will no doubt make investment trusts more accessible - but the jury is still out on whether it will make them more popular.

clock 14 March 2012 •

Wrap/platforms

FSA hints it will press ahead with rebate ban

The FSA has suggested it is likely to go ahead with a ban on fund manager rebates when it publishes a consultation paper at the end of the month.

clock 13 March 2012 •

Regulation

Arch Cru: Hoban says FSA had literature changed

The Financial Services Authority (FSA) spotted flaws with the Arch Cru marketing literature and ordered changes before the funds' suspension, Treasury financial secretary Mark Hoban has claimed.

clock 12 March 2012 •

Regulation

Merchant Capital clients' cash assets frozen in Pritchard

Merchant House Group told shareholders its client cash monies held by Pritchard will not be released unless the Financial Services Authority (FSA) allows it.

clock 09 March 2012 •

Regulation

Lawyer: FOS drifting closer to regulation

The Financial Ombudsman Service (FOS) will drift closer to becoming a regulator under a proposed memorandum of understanding (MoU) with the Financial Conduct Authority (FCA), according to a legal expert.

clock 08 March 2012 •

TCF

What's your favourite cheese? Consumers #AskHoban...

#ASKHOBAN

clock 06 March 2012 •

Regulation

Judge rejects judicial review into long-stop

Lobby group Adviser Alliance has had its application for a judicial review into the absence of an industry long-stop rejected - but has vowed to continue the fight for a time-bar on complaints.

clock 05 March 2012 •

Regulation

Iceland PM during Icesave crisis to stand trial

Geir Haarde, the former Icelandic Prime Minister, is to go on trial on charges of negligence during the 2008 financial crisis.

clock 05 March 2012 •

TCF

Shadow minister: TCF has failed

A shadow minister has claimed the FSA's Treating Customers Fairly (TCF) initiative has failed to adequately protect consumers.

clock 02 March 2012 •
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