Regulation
Regulation
The Financial Services Authority (FSA) has won a £32m judgment against the individuals behind three land banking operations, although it has warned investors are unlikely to recover most of the money.
21 March 2012
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Regulation
Restrictive covenants in advisers' employment contracts will continue to be enforced despite Towry's High Court loss, according to the law firm that represented Raymond James.
20 March 2012
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Regulation
Mark Hoban has admitted there is "no perfect solution" to the funding for the Financial Services Compensation Scheme (FSCS) but insisted it is the industry which should pay for any failures.
15 March 2012
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Your profession
Brian Murphy, financial planning manager at AXA Wealth, reveals the action the tax authority is taking to combat evasion and bridge the tax gap.
15 March 2012
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Regulation
The Financial Services Compensation Scheme (FSCS) says it does not expect any major investment failures in the next financial year after setting another interim levy for financial advisers.
15 March 2012
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Regulation
The Financial Services Compensation Scheme (FSCS) has confirmed a £60m interim levy for financial advisers and other investment intermediaries.
14 March 2012
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Balanced Management
MAM Funds is introducing a non-trail commission share class across its fund range ahead of the Retail Distribution Review.
14 March 2012
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