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Consumer Duty

Will Consumer Duty spur shift to direct authorisation?

Consumer Duty

Will Consumer Duty spur shift to direct authorisation?

This is a step change but, what if you're not in control?

clock 13 March 2024 • 5 min read
Consumer Duty fueling continued surge in consolidation

Your profession

Consumer Duty fueling continued surge in consolidation

Regulatory pressures propel surge in consolidation in financial advice sector

clock 12 March 2024 • 1 min read
Consumer Duty offers advisers 'a point of difference'

Consumer Duty

Consumer Duty offers advisers 'a point of difference'

‘They have the opportunity to engage with clients on a flexible basis’

clock 11 March 2024 • 3 min read
FCA: 'Firms should not need to wait for us to make changes'

Consumer Duty

FCA: 'Firms should not need to wait for us to make changes'

Regulator’s Lucy Castledine reflects on Consumer Duty six months in

clock 28 February 2024 • 2 min read
Vulnerable client processes: What the FCA wants from advisers

Consumer Duty

Vulnerable client processes: What the FCA wants from advisers

Proactive approach in identification and support

clock 26 February 2024 • 4 min read
FCA on Consumer Duty: 'There are areas where firms could do better'

Consumer Duty

FCA on Consumer Duty: 'There are areas where firms could do better'

Many fair value assessments found to not be relying on solid data

clock 21 February 2024 • 3 min read
PFS launches Consumer Duty tool to identify adviser training needs

Consumer Duty

PFS launches Consumer Duty tool to identify adviser training needs

Firms can identify areas of improvement with the new tool

clock 19 February 2024 • 1 min read
Doing your Consumer Duty: Serving Baby Boomer retirees

Consumer Duty

Doing your Consumer Duty: Serving Baby Boomer retirees

Consumer Duty may lead to tensions between advisers and providers

clock 13 February 2024 • 7 min read
Fairer Finance launches adviser fair value assessment tool

Consumer Duty

Fairer Finance launches adviser fair value assessment tool

To help firms meet Consumer Duty standards

clock 13 February 2024 • 1 min read
Defaqto launches Consumer Duty profiles for providers

Consumer Duty

Defaqto launches Consumer Duty profiles for providers

Including Abrdn, Aviva, Curtis Banks, Fidelity, Quilter, and Scottish Widows

clock 06 February 2024 • 1 min read
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