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Professional Adviser

Professional Adviser

Articles by Professional Adviser

Mortgages

FSA takes action against four firms over mortgage arrears

The FSA has referred four firms for enforcement in a clampdown on poor arrears handling, while several more firms are currently being assessed for referral.

clock 22 June 2009 •

Investment

Standard Life launches tailored investment bond ahead of RDR

Standard Life has launched a new onshore tailored investment bond (TIB) aimed at helping advisers cope with regulatory changes including the RDR.

clock 22 June 2009 •

Investment

FTSE down on mining news

The FTSE 100 fell 1% on opening, with miners reacting to the news Xstrata has approached Anglo American over a merger.

clock 22 June 2009 •

Investment

Spottiswoode slams FSA in with-profits report

Aviva's policyholder advocate has taken a swipe at the FSA and its regulation of with-profits funds.

clock 22 June 2009 •

Technology

Wraps proving 'immune' to sales slump

The wrap market has proved "immune" to this year's slump in IFA sales, Nucleus chief executive David Ferguson says.

clock 22 June 2009 •

Investment

Got a favourite wrap or platform? Vote now

Professional advisers using wraps and platforms are being called upon to vote in the Platform Awards 2009.

clock 22 June 2009 •

Your profession

FSA 'covers up' racist bully culture - papers

A culture of racism exists among senior staff at the Financial Services Authority who are described as "untouchable", according to a leaked internal report obtained by the Observer.

clock 22 June 2009 •

Global Funds

Liontrust recruits GAM's Hollyman for global venture

Liontrust has recruited GAM manager Ross Hollyman to launch a number of funds from a newly-created global equity business.

clock 22 June 2009 •

Offshore Investment

Dubai tightens supervision of adviser firms

The Dubai Financial Services Authority (DFSA) is tightening its supervisory approach to enhance regulation within financial service firms.

clock 22 June 2009 •

Investment

A change as good as a rest?

Is too much of a good thing really a bad thing? Will a change really do you good? Or is a change really as good as a rest?

clock 22 June 2009 •
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