Author profile
Regulation
An independent adviser has been told he will not have to compensate a client he recommended invest in a Keydata product, even though an ombudsman ruled he had given unsuitable advice.
16 April 2012
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Regulation
The Financial Services Authority (FSA) should extend its guidance on investment-switching suitability to consider volatility and risk, according to Skandia Investment Group.
13 April 2012
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Regulation
Goldman Sachs has been fined $22m by a US regulator for failing to prevent upcoming research from its analysts being passed on to its top clients.
13 April 2012
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Regulation
The government must conduct a full review of the 'uncontrollable' cost of regulation and the impact it is having on businesses, according to Tenet.
13 April 2012
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Regulation
An action group representing hundreds of Keydata investors has called on the Financial Services Compensation Scheme (FSCS) to back its litigation against the multi-national firms which acted on the SLS Capital and Life Settlement Capital Bond Schemes....
12 April 2012
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Your profession
Being a financial planner has been named one of the top five jobs in the US, according to a study based on government statistics.
12 April 2012
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Wrap/platforms
Jaki Platt, the head of retail platform distribution at Zurich Financial Services, has left the company for personal reasons.
11 April 2012
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