Goldman Sachs has been fined $22m by a US regulator for failing to prevent upcoming research from its analysts being passed on to its top clients.
The Securities and Exchange Commission (SEC) said that, between 2006 and 2011, the company held weekly huddles, often attended by sales personnel, in which analysts discussed their top short-term trading...
RICS to remove MUC guidance
Football fans vulnerable
Not including survey
PIMFA Virtual Fest
Upcoming regulatory work
American-style capital protection barriers largely to blame
Professionals from across personal finance sectors have deemed the potential Royal London and LV= merger to be a “powerful opportunity,” but one that is “bound to be complicated”.
To offer multiple products
Merger talks between mutuals, savings are dead and locked down finances - here's our weekly heads-up on the financial stories that may have caught your clients' attention over the weekend...