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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Your profession

Bellpenny signs up to Zurich platform

National advisory firm Bellpenny has selected insurer Zurich as its lead integrated platform provider.

clock 23 August 2013 •

Regulation

FSCS considers compensating HD Administrators clients

The Financial Services Compensation Scheme (FSCS) is considering whether it will pay compensation to those invested through the troubled self invested personal pension (SIPP) operator HD Administrators (HDA).

clock 22 August 2013 •

Charging

Are providers' decency limits a step too far?

Customer agreed remuneration (CAR) gives clients the final say on how much they pay for advice but some providers still put ‘decency limits' in place. Carmen Reichman finds out why.

clock 22 August 2013 •

Regulation

FCA appoints fresh blood to Regulatory Decisions Committee

The Financial Conduct Authority (FCA) has appointed three new members to its Regulatory Decisions Committee (RDC), including a former JP Morgan investment banker and Barclay's director.

clock 22 August 2013 •

Regulation

FCA cancels adviser's permissions for failing to pay £21k in fees

The Financial Conduct Authority (FCA) has canceled the permissions of Cardiff-based financial adviser Ingram Graham (IGL) after he failed pay a total of £21,348 in fees and levies.

clock 22 August 2013 •

RDR

Davy's Sandringham exceeds 100 adviser applications

Restricted national advice firm Sandringham Financial Partners has received more than 100 applications from advisers to join the firm since its launch.

clock 21 August 2013 •

Regulation

FCA appoints former Lloyds board member as senior adviser

The Financial Conduct Authority (FCA) has appointed a former member of the Lloyds TSB Retail Banking board as senior adviser on consumer lending.

clock 21 August 2013 •

Regulation

Regulatory spotlight could shift to companies' boards

The Financial Conduct Authority (FCA) is likely to apply more scrutiny to companies' boards prior to implementing its new senior person's regime, a consultancy has suggested.

clock 21 August 2013 •

Your profession

Current account switching service to launch next month

Banks and building societies will next month launch a new current account switching service for consumers and small businesses, which will allow them to switch their accounts more easily, the Payments Council has said.

clock 20 August 2013 •

Your profession

FOS to focus on age when making decisions

The Financial Ombudsman Service (FOS) has teamed up with charity Age UK and consumer magazine Which? to get a better insight on how to use age when evaluating a complaint.

clock 20 August 2013 •
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