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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

RDR

APFA welcomes FCA pledge on consumer credit rebates

The Association of Professional Financial Advisers (APFA) has praised a commitment by the Financial Conduct Authority (FCA) to refund some of the costs of existing consumer credit licences (CCLs) to holders before they expire in April.

clock 03 September 2013 •

Service

Zurich chairman resigns after CFO 'suicide'

The chairman of Zurich insurance group has resigned days after the apparent suicide of chief financial officer Pierre Wauthier.

clock 29 August 2013 •

Your profession

Prudential to hold tax planning seminars for advisers

Prudential is to hold a series of financial planning seminars for advisers across the UK, to help them make better use of the wide range of tax allowances available without crossing the government's avoidance line.

clock 29 August 2013 •

Your profession

BoE to Nationwide: Don't hold back SME lending to meet capital rules

The Bank of England (BoE) has told building society Nationwide that it is not allowed to hold back lending to small and medium-sized businesses (SME) as it tries to meet the regulator's new capital rules.

clock 28 August 2013 •

Your profession

Skipton sets aside £9m to deal with investment advice problems

Advisory firm Skipton Financial Services (SFS) has set aside around £9m to cover costs associated with a review into its investment advice which identified documentation issues in a number of cases.

clock 28 August 2013 •

Your profession

Forty Two WM gives clients more choice after consumer research

Forty Two Wealth Management principal Alan Dick has pledged to change the way he presents his proposition after research suggested consumers are more likely to commit to an offering if they have been offered a choice.

clock 28 August 2013 •

Service

Zurich CFO found dead

The chief financial officer of insurer Zurich Group was found dead at his home yesterday morning.

clock 27 August 2013 •

Investment

Advisers preferred choice of small firms post-AE

Advisers remain the preferred source of information for small firms when choosing a company pension, one year after the government's campaign for auto-enrolment first launched, new research suggests.

clock 27 August 2013 •

Regulation

Arch Cru: FCA writes to advisers who failed to report on redress scheme

The Financial Conduct Authority (FCA) has written to advisers asking them why they failed to comply to its redress scheme rules in reporting back on the number of eligible Arch Cru claimants they had on their books.

clock 23 August 2013 •

Income

Pru: More underwriting will diversify annuity market

Underwriting will become the "norm rather than the exception" in annuity business in the future, potentially creating a more varied pensions market, Prudential's head of business development has claimed.

clock 23 August 2013 •
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