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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Your profession

London IFA signs advice deal with business mentoring service

London-based IFA Westminster Wealth Management has embarked on a joint venture with business mentoring service ActionCOACH, gaining access to the company's 1,000 plus entrepreneurial clients.

clock 17 March 2014 •

Your profession

MAS non-exec director Laurie Edmans joins True Potential

Support services group True Potential has appointed Laurie Edmans, a Money Advice Service (MAS) non-executive director and former board member of the Pensions Regulator, as non-executive director.

clock 17 March 2014 •

Regulation

LEBC: Advisers overhauling business models as FCA focus returns to remuneration

Advisers are responding to the regulator's focus on advice bias caused by remuneration packages by adapting their business models, LEBC research and compliance director Peter Shelton has said.

clock 14 March 2014 •

Regulation

FCA pledges better communication with small firms

The Financial Conduct Authority (FCA) has accepted it needs to invest in better communication with small firms, following recommendations by its board in January.

clock 14 March 2014 •

Regulation

FCA bans and fines mortgage broker over false info

The Financial Conduct Authority (FCA) has fined and banned a mortgage broker for failing to prevent false client information being submitted to lenders.

clock 13 March 2014 •

Regulation

Independent vs restricted advice: What the public really thinks

What the public really thinks of advice labels

clock 13 March 2014 •

Regulation

Arrest in FCA and police boiler room probe

A 21-year-old has been arrested and interviewed as part of a Financial Conduct Authority (FCA) investigation into boiler room fraud.

clock 13 March 2014 •

Economics / Markets

Think tank calls for overhaul of Budget's 'vote chasing' format

The formats of both the annual Budget and Autumn Statement must evolve to focus on tax and spending decisions rather than political "vote chasing", the Institute of Economic Affairs (IEA) has said.

clock 12 March 2014 •

Regulation

Catalyst FSCS compensation imminent

The Financial Services Compensation Scheme (FSCS) will start inviting claims against Catalyst Investment group from investors in the ARM Asset Backed Securities life settlements fund by the end of March.

clock 07 March 2014 •

Regulation

Business as usual? How the landmark FOS compensation ruling affects advisers

What does the landmark court case tell us about the Ombudsman?

clock 06 March 2014 •
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