professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

Follow

Articles by Carmen Reichman

Regulation

Tenet: Most advisers will need consumer credit licence

Network and support services operator Tenet has warned that most advisers will fall into the remit of the consumer credit licence, meaning they will need to obtain one before the Financial Conduct Authority (FCA) takes over regulation of the market in...

clock 21 March 2014 •

Your profession

Lighthouse signs further affinity contracts

National advice firm Lighthouse Financial Advice (LFA) has signed a new two-year contract to provide financial planning advice to members of benefits manager Parliament Hill.

clock 21 March 2014 •

Your profession

Four weddings and a funeral: The unseen side of financial advice

The unseen side of financial advice

clock 20 March 2014 • 11 min read

Regulation

'Independent state of mind' - the FCA's guide to good and bad practice

"Independence is a state of mind - you just need to keep an open mind and consider all the options", the Financial Conduct Authority (FCA) said as it summed up the findings of its latest post-Retail Distribution Review (RDR) research.

clock 20 March 2014 • 9 min read

Regulation

Most IFAs meeting independence rules, finds FCA

The vast majority of IFAs are acting within the guidelines of independence as laid down following the Retail Distribution Review (RDR), a study by the regulator suggests.

clock 20 March 2014 •

RDR

The IFA who went restricted to stay independent

Why did DC&A Independent Financial Advisers decide to become DC&A Financial Planning on 1 January this year?

clock 20 March 2014 •

Regulation

FCA: Advisers' PII cover is 'key issue on our radar'

Professional indemnity insurance (PII) for advisers is a key issue on the Financial Conduct Authority's (FCA's) radar, the regulator said on Tuesday.

clock 19 March 2014 •

RDR

FCA sets out 'clear' supervisory approach

The Financial Conduct Authority (FCA) has published a guidance document detailing its supervisory approach to firms of all sizes in an attempt to give firms "everything they should know about how we will supervise them".

clock 19 March 2014 •

Regulation

FSA's box-ticking approach declared dead by FCA

Advisers and compliance teams must move away from 'box ticking' in evaluating their business conduct, Financial Conduct Authority (FCA) director of supervision Clive Adamson has said.

clock 19 March 2014 •

Your profession

Sesame network loses 67 firms over restricted move

A total of 67 of Sesame's near 2,200 member firms have decided to leave the network following its decision to operate as a restricted advice business, group chairman John Cowan has said.

clock 18 March 2014 •
128129130
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad