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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Pensions

Pensions Ombudsman announces further delays to liberation decisions

The Pensions Ombudsman has announced delays to its decision on upwards of 84 complaints related to suspected liberation fraud, claiming it is "not yet in a position to publish" conclusions.

clock 21 August 2014 •

Your profession

National IFA opts against direct authorisation to join Caerus

A listed national IFA has joined the Caerus network after deciding the "time was not right" to become directly authorised (DA).

clock 21 August 2014 •

Regulation

Ex-FSA lawyer warns of regulator's 'unachievable' product promotion rules

A lawyer who spent six years in the financial regulator's enforcement team has expressed doubts over his former employer's product promotions rules.

clock 15 August 2014 •

Regulation

Keydata claims another adviser as 28 firms declared in default

Another Keydata adviser has been declared in default by the Financial Services Compensation scheme (FSCS), as it published a new list of 28 advice firms unable to meet claims against them.

clock 14 August 2014 •

Regulation

Alan Lakey becomes agony aunt Dr FOSgood

Highclere Financial Services senior partner Alan Lakey and adviser community website Panacea Adviser have teamed up to launch a helpline for advisers tackling Financial Ombudsman Service (FOS) related issues.

clock 14 August 2014 •

RDR

FCA warns firms on 'self-defeating' transactions

The Financial Conduct Authority (FCA) is reminding advisory businesses to beware "self-defeating transactions" when totting up the total charges clients are being asked to pay.

clock 14 August 2014 •

Your profession

Towry signs up to advise budding sporting stars

Wealth adviser Towry has signed an agreement with sports agency Quantum Sport to provide financial advice to players in the world of football, cricket and rugby.

clock 13 August 2014 •

Regulation

FCA uncovers widespread financial promotions failings

The Financial Conduct Authority (FCA) has said firms must do more to ensure advertisements do not mislead consumers after it found 227 cases of non-compliant promotions in the consumer credit sector.

clock 13 August 2014 •

Regulation

FCA warns consumers on IFA clone

The Financial Conduct Authority (FCA) has warned of a fraudster contacting consumers pretending to be an authorised IFA.

clock 13 August 2014 •

Income

Revealed: What advisers told the Treasury about pensions 'guidance'

Revealed: What advisers told the Treasury about pensions 'guidance'

clock 12 August 2014 • 4 min read
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