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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

FCA data shows advice firm numbers static despite RDR

Figures published by the Financial Conduct Authority (FCA) show the number of authorised investment advice firms has roughly stayed the same over the last eight years.

clock 08 October 2014 •

Your profession

Origen losses deepen to £5.6m after claim settlements

Aegon-owned national adviser Origen doubled its pre-tax losses to £5.6m in 2013 after settling historic claims and investing in its workplace solutions arm, the firm's accounts have shown.

clock 08 October 2014 •

Economics / Markets

Financial services firms 'enjoying strongest run of growth since '07'

UK-based financial services firms have grown at their fastest rate since 2007 and are set for further growth in the coming periods, according to research.

clock 07 October 2014 •

Investment

Blog: What's good for the goose…

What’s good for the goose…

clock 07 October 2014 •

Regulation

Will the guidance guarantee undermine regulated advice?

Will regulated advice suffer a blow?

clock 07 October 2014 •

Regulation

APFA calls for 'proportionate' Mifid II rules to support 'significant' cross-border advice

The Association of Professional Financial Advisers (APFA) has pressed for a "proportionate response" to finalising the details of the European Markets in Financial Instruments Directive II (MiFID II) to allow advisers to carry out cross-border advice...

clock 07 October 2014 •

Regulation

TPAS plans to intervene on 'Lamborghini' pensioners

The Pensions Advisory Service (TPAS) is planning to target savers who have indicated they plan to make full use of the pension freedoms outlined at Budget 2014, to warn them of the dangers of doing so.

clock 06 October 2014 •

Your profession

Consolidator halves pre-tax losses; loses four advisers over RDR qualifications

IFA consolidator Moneygate Group has halved pre-tax losses in the first year following the Retail Distribution Review (RDR) its accounts have shown.

clock 06 October 2014 •

Your profession

Advisers trusted less than banks but more than fund managers - research

Financial advisers are less trusted by consumers than retail banks but more than fund managers - and their character is the key draw for clients.

clock 02 October 2014 •

RDR

Advisers scoff as FCA backtracks on IFA referrals

How the FCA showed it is fitting in with what goes on 'in real life' at adviser firms

clock 02 October 2014 •
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