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Author profile

Nicola Brittain

Nicola Brittain

Articles by Nicola Brittain

Regulation

FSA appoints head of retail enforcement

The Financial Services Authority (FSA) has appointed Bill Sillett as head of retail enforcement, replacing Tom Spender.

clock 30 July 2012 •

ISAs

Five things clients will call you about this week

FIVE THINGS

clock 30 July 2012 •

Regulation

Providers: Grant Thornton letter won't affect Honister bulk transfers

Standard Life and Aviva have said that a letter from the Honister administrator to advisers stating it would not approve the bulk transfer of ex-Honister client agencies will not affect their decision on the issue.

clock 27 July 2012 •

Regulation

DIY investing set to rocket post-RDR - research

IFAs expect DIY investing to rocket post the Retail Distribution Review (RDR), but the number that think this will cause problems for their clients has fallen year on year, according to research.

clock 27 July 2012 •

Economics / Markets

STEP launches tax avoidance awareness programme

The Society of Trust and Estate Practitioners (STEP) has a released a programme that aims to strengthen national tax systems and fight abusive tax avoidance.

clock 27 July 2012 •

Adviser tips

How much should a 'good' adviser earn?

TOP DOGS

clock 26 July 2012 •

RDR

FSA 'overstepped the mark' with PII letter - lawyer

The Financial Services Authority (FSA) has 'overstepped the mark' in a letter urging professional indemnity insurance (PII) insurers to pay out on Arch Cru claims, according to a lawyer.

clock 25 July 2012 •

Investing in the profession

RSM Tenon appoints head of investment

RSM Tenon has appointed Keith Speck to the role of head of investment at the group.

clock 25 July 2012 •

Regulation

Former Lighthouse CEO backs rebel shareholders

A former chief executive of The Lighthouse Group has joined the growing number of shareholders that say they will not vote in favour of the Lighthouse directors' proposal to delist from AIM.

clock 25 July 2012 •

Regulation

Opinion: AIM - A good home for an advisory firm?

In light of the furore around Lighthouse's proposal to de-list from AIM, Nicola Brittain considers the costs and benefits of being a publically listed advisory company.

clock 24 July 2012 •
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