Author profile

Tom Ellis

Tom Ellis

Follow

Articles by Tom Ellis

Wrap/platforms

'Lack of integration' holding back advisers' use of tech

'Platforms responding'

clock 05 July 2018 • 1 min read

Regulation

FCA confirms incoming senior managers regime starts December 2019

'Near final' rules

clock 04 July 2018 • 3 min read

Wrap/platforms

How many women hold top platform jobs?

The best and worst for diversity revealed

clock 03 July 2018 • 2 min read

Regulation

1825 to develop automated advice for pre-retirees in FCA sandbox

Start-up also developing automated advice

clock 03 July 2018 • 2 min read

Regulation

How clients view advisers: Key stats from FCA study

Graphs and tables

clock 21 June 2018 • 1 min read

Regulation

RSM Tenon finance director banned and fined

£57,000 fine and £825,000 contribution to investigation

clock 21 June 2018 • 1 min read

Regulation

FCA study: 40% of people trust financial advisers

Fewer feel financial firms 'honest and transparent'

clock 20 June 2018 • 1 min read

Wrap/platforms

Aegon sends Cofunds re-platforming apology to clients

Promises action

clock 18 June 2018 • 2 min read

Equity release

RP Forum 2018: 'A pivotal time for equity release'

'Really exciting times'

clock 15 June 2018 • 1 min read

People

The lang cat's Mark Polson is financial services' Love Island choice

#Makeamarkontheisland

clock 15 June 2018 • 2 min read