FCA confirms incoming senior managers regime starts December 2019
'Near final' rules
The FCA said the SM&CR does not change required functions from the current approved persons regime
The Financial Conduct Authority (FCA) has confirmed its "near-final" rules for the incoming senior managers & certification regime (SM&CR), which is set to come into force on 9 December 2019.
The regulation, which aims to "reduce harm to consumers" by making senior people in firms more responsible and accountable for their actions, was first rolled out to banks but has now been extended to...
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