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      Professional Adviser Working Lunches 2021

      A series of invitation only "meet the manager" virtual lunches to discuss how a multi-asset strategy can benefit your clients and your business.

      • Date: 14 Apr 2021
      • ONLINE, ONLINE
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      Professional Adviser ESG Masterclass 2021

      Professional Adviser is excited to launch the new ESG Masterclass, taking place live online from 28th - 29th April 2021. Delegates attending this event will benefit from thought-provoking presentations, informative Q&A sessions and structured CPD hours.

      • Date: 28 Apr 2021
      • Live Online, Live Online
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      Sustainable Investment Festival 2021

      The Sustainable Investment Festival will run online from 22-25 June and will include thought-provoking presentations from renowned keynote speakers, innovative breakout events and sessions specifically tailored to meet the information needs of fund selectors, financial advisers, pension consultants, trustees and scheme managers.

      • Date: 22 Jun 2021
      • Online, Online
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      Professional Adviser 360 Conference 2021

      A comprehensive 360-degree view of financial advice underpins PA360 Conference. With an unmissable line-up of dynamic speakers ranged across three streams focusing on what matters most to advisers PA360 will inform, educate and inspire, allowing delegates to meet new service providers and professional partners, and provide invaluable networking opportunities.

      • Date: 07 Oct 2021
      • The Brewery, London
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Tom Ellis

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Articles by Tom Ellis

Tom Ellis: Platforms cannot buy success
  • Multi-Asset
Tom Ellis: Platforms cannot buy success

Leaders emerging

  • 19 March 2021
Tom Ellis: How Embark Group became the new big platform on the block
  • Wrap/platforms
Tom Ellis: How Embark Group became the new big platform on the block

Mix it with the big boys

  • 21 November 2019
Advice firm consolidator Succession Wealth opens HQ in Birmingham
  • Companies
Advice firm consolidator Succession Wealth opens HQ in Birmingham

Firm's central hub

  • 14 November 2019
Tom Ellis: Aubameyang or Kane, which behavioural baises will win out?
  • Ratings, Research & Risk
Tom Ellis: Aubameyang or Kane, which behavioural baises will win out?

Do I escape the status quo effect?

  • 01 November 2019
Pareto Financial Planning upgrades to new headquarters
  • Your profession
Pareto Financial Planning upgrades to new headquarters

Moved into Tower 12

  • 23 October 2019
Tatton AM buys Tenet subsidiary in first acquisition
  • Companies
Tatton AM buys Tenet subsidiary in first acquisition

£2.7m

  • 17 October 2019
Website accused of plagiarising IFA literature and investment firm accounts
  • Regulation
Website accused of plagiarising IFA literature and investment firm accounts

Uses AIM company's stock ticker

  • 10 October 2019
CISI launches dedicated financial services mental health portal
  • Your profession
CISI launches dedicated financial services mental health portal

Contains urgent advice page

  • 10 October 2019
FSCS 'making plans' to help clients of DFM that looks after £1bn assets
  • Investment
FSCS 'making plans' to help clients of DFM that looks after £1bn assets

'No need to make a claim at this stage'

  • 09 October 2019
The lang cat and four IFAs 'bust' eight adviser investment companies myths
  • Investment
The lang cat and four IFAs 'bust' eight adviser investment companies myths

'Lingering misconceptions'

  • 09 October 2019
Advice firm CEO: Why my DFM relationship works
  • DFM & Model Portfolios
Advice firm CEO: Why my DFM relationship works

'Arm's length at a reasonable cost'

  • 09 October 2019
Ascot Lloyd to complete eight acquisitions before 2020
  • Companies
Ascot Lloyd to complete eight acquisitions before 2020

To add £1.2bn FUM

  • 07 October 2019
Dame Helena Morrissey leaves LGIM
  • Companies
Dame Helena Morrissey leaves LGIM

Set up The 30% Club

  • 04 October 2019
More boys than girls have pensions at young age - HMRC data
  • Retirement
More boys than girls have pensions at young age - HMRC data

'Counter intuitive'

  • 03 October 2019
Tom Ellis: The platform market is all acquisition but no consolidation
  • Wrap/platforms
Tom Ellis: The platform market is all acquisition but no consolidation

Growing market

  • 02 October 2019
SIFA Professional offers solicitors a financial adviser referral leaflet
  • Your profession
SIFA Professional offers solicitors a financial adviser referral leaflet

Before 25 November

  • 24 September 2019
Just Group appoints David Richardson as CEO
  • Companies
Just Group appoints David Richardson as CEO

Was interim CEO

  • 19 September 2019
Sanlam hires eight wealth planners
  • Companies
Sanlam hires eight wealth planners

Four senior wealth planners

  • 16 September 2019
Adrian Grace steps down as Aegon CEO
  • Wrap/platforms
Adrian Grace steps down as Aegon CEO

Eight years as boss

  • 10 September 2019
Tom Ellis: SJP revelations further place advice profession under spotlight
  • Your profession
Tom Ellis: SJP revelations further place advice profession under spotlight

'Culturally bankrupt'

  • 09 September 2019
Former 7IM relationship manager joins DFM Albemarle Street Partners
  • Companies
Former 7IM relationship manager joins DFM Albemarle Street Partners

'Building our team'

  • 06 September 2019
SJP academy hits 500 graduate milestone
  • Companies
SJP academy hits 500 graduate milestone

Former rugby player

  • 05 September 2019
Pension and platform transfer initiative STAR hits 46 provider sign-ups
  • Technology
Pension and platform transfer initiative STAR hits 46 provider sign-ups

Minister wants to 'name and shame'

  • 28 August 2019
7IM hires another former Barclays man
  • Companies
7IM hires another former Barclays man

Chief client officer

  • 27 August 2019
Defining Broken Transfers: FCA robustly defends its regulation of transfer advice
  • Regulation
Defining Broken Transfers: FCA robustly defends its regulation of transfer advice

Summer series continues

  • 22 August 2019
Newcastle IFA Lowes Group begins expansion of investment arm
  • Companies
Newcastle IFA Lowes Group begins expansion of investment arm

Joins from VitalityInvest

  • 21 August 2019
Defining Broken Transfers: Is the advice profession heading towards a mis-selling scandal?
  • Retirement
Defining Broken Transfers: Is the advice profession heading towards a mis-selling scandal?

Summer series continues

  • 20 August 2019
Digital wealth manager Scalable Capital raises £23m
  • Technology
Digital wealth manager Scalable Capital raises £23m

Now raised a total €66m

  • 05 August 2019
Quilter Life Assurance sold to ReAssure for £425m
  • Companies
Quilter Life Assurance sold to ReAssure for £425m

'Quilter an advice-led business'

  • 05 August 2019
Exclusive: Aegon's Ronnie Taylor - 'Where the re-platforming went wrong'
  • Wrap/platforms
Exclusive: Aegon's Ronnie Taylor - 'Where the re-platforming went wrong'

‘We just underestimated it’

  • 01 August 2019
Tom Ellis: What would an FNZ takeover of GBST mean for platforms and advisers?
  • Platforms
Tom Ellis: What would an FNZ takeover of GBST mean for platforms and advisers?

Underlying tech providers

  • 31 July 2019
SJP re-platforming costs hit £240m as it completes asset migration
  • Your profession
SJP re-platforming costs hit £240m as it completes asset migration

Spent £22m from January to June

  • 31 July 2019
Paraplanner uncertainty in finalised SM&CR rules
  • Regulation
Paraplanner uncertainty in finalised SM&CR rules

Client Dealing Function

  • 26 July 2019
LCF investigation to engage bondholders
  • Regulation
LCF investigation to engage bondholders

Will speak to bondholders

  • 25 July 2019
FCA publishes guidance on treatment of vulnerable customers
  • Regulation
FCA publishes guidance on treatment of vulnerable customers

'Embedded culture'

  • 23 July 2019
The FCA and PFS duel over DB data
  • Your profession
The FCA and PFS duel over DB data

'No context'

  • 19 July 2019
FNZ acquires AJ Bell and ATS software provider JHC
  • Wrap/platforms
FNZ acquires AJ Bell and ATS software provider JHC

Undisclosed fee

  • 18 July 2019
Leeds asset manager hires adviser to launch financial planning arm
  • Your profession
Leeds asset manager hires adviser to launch financial planning arm

Aims to double client base

  • 17 July 2019
Alan Shearer legal battle firm among five advisers declared in default
  • Regulation
Alan Shearer legal battle firm among five advisers declared in default

Declared by FSCS

  • 17 July 2019
Boring Money launches platform and robo-advice fee calculator
  • Your profession
Boring Money launches platform and robo-advice fee calculator

Compares 20 D2C companies

  • 16 July 2019
Charles Stanley continues financial planning drive with triple hire
  • Companies
Charles Stanley continues financial planning drive with triple hire

'Strategic objective'

  • 15 July 2019
'Brexit the biggest risk - and biggest potential upside' - PA panel
  • Multi-Asset
'Brexit the biggest risk - and biggest potential upside' - PA panel

Multi-asset webinar

  • 12 July 2019
Nucleus closes head office due to flooding
  • Wrap/platforms
Nucleus closes head office due to flooding

'Yellow' weather warnings

  • 11 July 2019
Unauthorised firm ordered to pay back customers after raising £15m
  • Regulation
Unauthorised firm ordered to pay back customers after raising £15m

Investors to lose £2.7m

  • 10 July 2019
Five takeaways from the FCA's annual report
  • Regulation
Five takeaways from the FCA's annual report

DB transfers, SM&CR and Brexit

  • 09 July 2019
Aegon ordered to pay re-platforming compensation despite sending hamper
  • Platforms
Aegon ordered to pay re-platforming compensation despite sending hamper

To compensate £200 plus hamper

  • 08 July 2019
A busy week of mergers and acquisitions - here's the gossip and detail
  • Companies
A busy week of mergers and acquisitions - here's the gossip and detail

It's the Pro Adviser Podcast

  • 05 July 2019
Tom Ellis: Commission-based advice is back? How words can confuse
  • Technology
Tom Ellis: Commission-based advice is back? How words can confuse

Advice or guidance?

  • 04 July 2019
123
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