Professional Adviser's failed financial advice firms tracker logs the latest firms deemed failed by the Financial Services Compensation Scheme (FSCS), with a breakdown by region and further information on businesses placed as 'under investigation' by the lifeboat fund.
Failed financial advice and wealth management firms Financial advice and wealth management firms that have failed since the start of 2023, including region and the types of claims made against them. Click firm name links for more information, where available. This dataset includes firms that may have had additional components and areas of expertise but have experienced advice claims, including protection advice. Advice and wealth management firms under investigation by FSCS Firms are flagged as 'under investigation' by the FSCS when it is looking into potential claims and ...
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