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News

FCA: ESG fund labelling rules to be published within the year

Investment

FCA: ESG fund labelling rules to be published within the year

Comes after a hinted delay to the introduction of SDR

clock 06 April 2023 • 2 min read
Independent governance review begins at Personal Finance Society

Your profession

Independent governance review begins at Personal Finance Society

Follows accusations of failings by Chartered Insurance Institute

clock 06 April 2023 • 3 min read
Four face regulator's wrath over £1.4m investment fraud

Investment

Four face regulator's wrath over £1.4m investment fraud

Raymondip Bedi, Patrick Mavanga, Nicholas Harper and Rowena Bedi

clock 05 April 2023 • 1 min read
FCA consults on fees of £94m for advisers to fork out in 2023/24

Regulation

FCA consults on fees of £94m for advisers to fork out in 2023/24

Consultation opens today as regulator publishes its latest business plan

clock 05 April 2023 • 1 min read
FCA takes data-led approach to help cut financial crime

Regulation

FCA takes data-led approach to help cut financial crime

Improved cross-organisational response to financial crime and fraud

clock 05 April 2023 • 3 min read
Adviser Services Holdings launches national advice business

Companies

Adviser Services Holdings launches national advice business

Acquired two advisory firms to form Lync Wealth Management

clock 05 April 2023 • 2 min read
FCA confirms £5.3m spend on 'embedding' Consumer Duty

Consumer Duty

FCA confirms £5.3m spend on 'embedding' Consumer Duty

The regulator has released its 2023/24 business plan

clock 05 April 2023 • 2 min read
Apollo Private Wealth buys fellow SJP firm Debra Wait WM

Your profession

Apollo Private Wealth buys fellow SJP firm Debra Wait WM

Deal takes HNW specialist Apollo’s AUM to £300m

clock 05 April 2023 • 1 min read
Cooper Parry Wealth acquires London-based financial planner

Your profession

Cooper Parry Wealth acquires London-based financial planner

Future Perfect joins CPW bringing AUM to more than £1bn

clock 05 April 2023 • 1 min read
FCA slaps restrictions on Hampshire adviser who failed to follow warning

Regulation

FCA slaps restrictions on Hampshire adviser who failed to follow warning

Lisa Campbell has not complied with restrictions imposed on her firm

clock 04 April 2023 • 1 min read
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