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News

Investment

Risk experts: How volatility can expose rogue traders

The revelation of rogue trading at UBS follows a period of market volatility but that is nothing new, say risk managers.

clock 16 September 2011 •

Your profession

This week's Movers & Shakers

It has been another busy week in the world of financial services...

clock 16 September 2011 •

Regulation

TSC calls for evidence in deep probe of FCA powers

The Treasury Select Committee has today published the terms of reference for its inquiry into the Financial Conduct Authority (FCA), and is calling for evidence on how the new regulator should be interacting with the industry and using its intervention...

clock 16 September 2011 •

ETFs

Weekly roundup: RBS and UBS expand ETN offerings; iPath ETN suspended

ETFM provides a roundup of some of this week's ETF and indexing news.

clock 16 September 2011 •

ETFs

ETF providers hit back at criticisms in wake of UBS losses

ETF providers have dismissed claims that the losses allegedly caused by an ETF trader demonstrate that the instruments are risky.

clock 16 September 2011 •

uncategorised

Lord Newby: Existing IHT limits make it 'almost voluntary' tax

An influential Liberal Democrat think tank will propose increasing the scope of inheritance tax (IHT) at the party conference next week, saying it had "become almost voluntary".

clock 16 September 2011 •

Marketing

L&G release free iPhone protection app for advisers

Legal & General has launched a free protection app for iPhones and iPads.

clock 16 September 2011 •

Wrap/platforms

Skandia reveals unbundling plans

Skandia has unveiled details of its unbundled pricing model which is set for launch in the second half of next year.

clock 16 September 2011 •

Wrap/platforms

Shock results of platform study flag need to screen individual clients

The extent to which advisers will have to assess individual client suitability for platforms - and whether an off-platform solution may be preferable - has been underlined by the shock findings of a new study.

clock 16 September 2011 •

uncategorised

Suffolk Life: Fixed protection may be suitable for mid-drawdown clients

Advisers should consider recommending fixed protection to clients who have already started drawing their pension pot, SIPP provider Suffolk Life said.

clock 16 September 2011 •
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