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News

Trio of senior managers at DFM get FCA warning over conduct breaches

Investment

Trio of senior managers at DFM get FCA warning over conduct breaches

Failed to uphold integrity and due skill care and diligence principles

clock 19 May 2023 • 2 min read
Artificial intelligence a disruption not a threat to advisers' jobs

Technology

Artificial intelligence a disruption not a threat to advisers' jobs

The future of advice: Artificial intelligence is ‘disrupting technology’

clock 19 May 2023 • 1 min read
A day in the life of an adviser: Chelmsford-based James Taylor

Adviser tips

A day in the life of an adviser: Chelmsford-based James Taylor

PA hears how advisers all across the nation structure their workdays

clock 19 May 2023 • 3 min read
British Steel Pension Scheme signs £2.7bn buy-in deal with L&G

Pensions

British Steel Pension Scheme signs £2.7bn buy-in deal with L&G

Final transaction fully secures the benefits of around 67,000 members

clock 19 May 2023 • 1 min read
PA Retreat: 'Ridiculous' for small firms to think they can run a platform

Wrap/platforms

PA Retreat: 'Ridiculous' for small firms to think they can run a platform

Debating the pros and cons of white labelling and building platforms

clock 18 May 2023 • 2 min read
Legal & General returns to commission on authorisation model

Protection

Legal & General returns to commission on authorisation model

'We continually and actively consulted with our partners and firms'

clock 18 May 2023 • 1 min read
Morningstar: FCA has 'once-in-a-generation opportunity' in SDR

Regulation

Morningstar: FCA has 'once-in-a-generation opportunity' in SDR

Sustainability Disclosure Requirements to build a 'truly cohesive' framework

clock 18 May 2023 • 3 min read
PA Retreat: Richards calls industry to unite ahead of Consumer Duty

Consumer Duty

PA Retreat: Richards calls industry to unite ahead of Consumer Duty

Working together gives greater chance to ‘influence agenda’

clock 18 May 2023 • 4 min read
Firm with British Steel advice links under investigation by FSCS

Pensions

Firm with British Steel advice links under investigation by FSCS

Welsh firm Prism Independent Financial Advisers under investigation

clock 18 May 2023 • 1 min read
Former London Capital & Finance CEO receives ten month sentence

Regulation

Former London Capital & Finance CEO receives ten month sentence

Serious Fraud Office releases statement about Michael Thomson

clock 17 May 2023 • 1 min read
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