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Regulation

Regulation

Advisers charging more post-RDR despite lower product prices

Advisers are charging clients more post-Retail Distribution Review (RDR), despite falling product prices, a consultancy hired by the Financial Conduct Authority (FCA) has found.

clock 16 December 2014 •

Regulation

Suitability letters: The reality behind the FCA's latest theory

Advisers respond to FCA call for 'short' suitability letters

clock 28 November 2014 •

Regulation

Simplified advice: How simple should your new model be?

Simplified advice: How simple should your new model be?

clock 26 November 2014 •

Regulation

NMIs: The ongoing sting in the tail of independence

NMIs: The ongoing sting in the tail of independence

clock 22 October 2014 •

Regulation

'Keep clients happy? We're too busy pleasing FCA'

The FCA's Rory Percival is unimpressed by firms seeking to 'please the regulator'. But what other option do firms have?

clock 17 October 2014 • 5 min read

Regulation

SimplyBiz launches training and competence scheme

SimplyBiz has launched a scheme to help heads of advice firms meet the regulatory requirements around competence and training of their advisers.

clock 16 October 2014 •

Your profession

Is your social media strategy up to scratch?

Is your social media strategy up to scratch?

clock 15 October 2014 •

Regulation

Analysts warn dealing commission rules 'worse than RDR' for groups

The unbundling of dealing commissions could have a more significant impact than the Retail Distribution Review on asset managers, with smaller groups and fund ranges particularly at risk, analysts have warned.

clock 14 October 2014 • 3 min read

Regulation

Regulation round-up: Mis-selling, specialist referrals and financial promotions

Regulation round-up: Mis-selling, specialist referrals and financial promotions

clock 02 October 2014 •

Regulation

Worst ravages of RDR over as advisers in 'survival mode' halve

Advisers have overcome the biggest hurdles they were confronted with as a result of the Retail Distribution Review (RDR), according to a poll, with the number reporting they are still in "survival mode" having halved.

clock 17 September 2014 •
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