IFA
Regulation
An independent adviser has been told he will not have to compensate a client he recommended invest in a Keydata product, even though an ombudsman ruled he had given unsuitable advice.
16 April 2012
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Structured Products
Barclays has launched a structured products service allowing financial advisers to tweak its product suite to suit the needs of clients.
11 April 2012
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Your profession
A financial adviser has been left in "total shock" after five colleagues left his company to form a new business, without, he claims, informing him of their plans.
05 April 2012
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Regulation
The Financial Services Authority (FSA) has expressed concerns about the quality of advice around firms' use of 'centralised' investment solutions after a thematic review flagged widespread failings at some firms.
04 April 2012
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Your profession
An independent financial adviser in Wales has been chosen to carry the Olympic Torch through his village as it tours the United Kingdom ahead of the 2012 Games.
04 April 2012
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Regulation
A financial adviser has been fined £95,200 and banned by the Financial Services Authority (FSA) for knowingly submitting mortgage applications in his own name which contained false information.
27 March 2012
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Regulation
An independent financial adviser who admitted to offending a client while drinking alcohol has been given the right to appeal an employment tribunal's decision that her sacking was justified.
20 March 2012
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