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IFA

ETFs

Barclays Stockbrokers relaunches adviser execution-only service

Barclays Stockbrokers has re-launched its execution-only service to intermediaries with an enhanced adviser support team.

clock 31 May 2012 •

Regulation

IFA fined £60k and banned for unsuitable UCIS sales

The Financial Services Authority (FSA) has fined an independent financial adviser £60,000 for the unsuitable sales of Unregulated Collective Investment Schemes (UCIS) and other non-mainstream investments.

clock 30 May 2012 •

Your profession

SimplyBiz founder launches restricted national 'Project Refresher'

SimplyBiz founder Ken Davy has launched a national advisory business aimed at the restricted advice market.

clock 23 May 2012 •

Your profession

Adviser jailed for £250k fraud and perverting course of justice

A financial adviser who admitted to fraudulently gaining almost £250,000 from clients and an insurer, as well as perverting the course of justice, has been jailed for three-and-a half years.

clock 21 May 2012 •

Your profession

Top five tips for IFAs looking to sell their business

FOR SALE

clock 14 May 2012 •

Regulation

FSCP: 'Name and shame' firms after FSA mystery shopping

The Financial Services Consumer Panel (FSCP) has called for new regulator to be able to publish the results of mystery shopping exercises, among other recommendations for increased transparency.

clock 11 May 2012 •

Your profession

Perspective adds two more firms

Consolidator Perspective Financial Group has purchased two more advisory practices acquisitions, bringing its total number of acquisitions to 30.

clock 09 May 2012 •

Regulation

Tory MP Davis questions focus on IFAs for Arch Cru redress

Conservative big-hitter David Davis MP has given a cautious welcome to the Financial Services Authority's (FSA's) Arch Cru redress scheme, although he has warned it may be harsh on financial advisers.

clock 08 May 2012 •

Regulation

Adviser finds evidence of pre-RDR commission dash

A chartered financial planner claims to have found evidence of attempts to maximise commission by both bank advisers and IFAs ahead of the RDR.

clock 03 May 2012 •

Your profession

RSM Tenon chairman Martin to step down

Adrian Martin is to leave his role as chairman of RSM Tenon and step down from the board, completing an upheaval of the firm's management.

clock 30 April 2012 •
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