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FSA

Wrap/platforms

FSA in new warning on 'one-size-fits-all' platform approach

The FSA has raised concerns that advisers are adopting a "one size-fits-all" approach to platforms and not adequately managing conflicts of interest.

clock 13 March 2012 •

Wrap/platforms

FSA hints it will press ahead with rebate ban

The FSA has suggested it is likely to go ahead with a ban on fund manager rebates when it publishes a consultation paper at the end of the month.

clock 13 March 2012 •

Economics / Markets

FSA fines Credit Suisse sales head £210k

The FSA has fined the head of European credit sales at Credit Suisse £210,000 for improper market conduct and disclosing confidential client information.

clock 13 March 2012 •

Income

FSA concerns over consumer annuity u-turn

The Financial Services Authority (FSA) has identified consumers abandoning annuities as a cause for concern in this year's Retail Conduct Risk Outlook.

clock 13 March 2012 •

Regulation

Five products the FSA fears are being mis-sold

In today's Retail Conduct Risk Outlook the Financial Services Authority (FSA) identified the five products it feels pose the greatest mis-selling risk to consumers.

clock 13 March 2012 •

RDR

FSA shifts concerns from commission to sales bias

The Financial Services Authority (FSA) has cited a number of potential concerns it believes could lead to consumer detriment as firms make changes to their business models ahead of RDR implementation next year.

clock 13 March 2012 •

Regulation

FSA: Economy pushing consumers into wrong products

The Financial Services Authority (FSA) has claimed one of the major risks to consumers over the next 18 months is that of being mis-sold unsuitable financial products.

clock 13 March 2012 •

Regulation

Arch Cru: Hoban says FSA had literature changed

The Financial Services Authority (FSA) spotted flaws with the Arch Cru marketing literature and ordered changes before the funds' suspension, Treasury financial secretary Mark Hoban has claimed.

clock 12 March 2012 •

Investing in the profession

Advisers seek alternative RDR route as 100 sign up to new assessment

SimplyBiz's New Model Business Academy (NMBA) has received more than 100 applications for its alternative assessment qualification since its launch in December.

clock 12 March 2012 •

Regulation

Merchant Capital clients' cash assets frozen in Pritchard

Merchant House Group told shareholders its client cash monies held by Pritchard will not be released unless the Financial Services Authority (FSA) allows it.

clock 09 March 2012 •
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