FSA

The Financial Services Authority (FSA) has censured Bank of Scotland for failings within its Corporate Division between January 2006 and December 2008.

The pick of this week's articles on IFAonline...

The Financial Services Authority (FSA) has confirmed Pritchard Stockbrokers has gone into administration.

The Financial Ombudsman Service (FOS) will drift closer to becoming a regulator under a proposed memorandum of understanding (MoU) with the Financial Conduct Authority (FCA), according to a legal expert.

The Financial Services Authority (FSA) has confirmed the presence of trainees within an advice firm will not prevent it from holding itself out as independent.

The Financial Services Authority (FSA) has fined former finance director at Royal Liver Assurance Limited (RLA), George McGregor, £109,000 for entering into contracts on behalf of RLA without authorisation and which benefitted a former RLA employee.

Andrew Tyrie, the chairman of the Treasury Select Committee, has stepped up his efforts to make the Financial Conduct Authority (FCA) more accountable to Parliament than its predecessor, the Financial Services Authority (FSA).

Andy McCabe, managing director of Selectapension, reveals the biggest trends among advisers when it comes to picking pension products.

Chairman of the UK Structured Products Association Jamie Smith discusses how advisers, providers and the regulator need to all work together to ensure good practice in the structured products space.

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