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FSA

Alternative Investments

VCT flows could halve if caught by UCIS ban - AIC

The Association of Investment Companies (AIC) has warned venture capital trust (VCT) fundraising will halve next year, if the vehicles are not granted an exemption from the Financial Services Authority's (FSA's) sales ban on unregulated collective investment...

clock 22 January 2013 • 2 min read

Pensions

Three things we learned this week

Retirement Planner's round-up of the week's top pension stories.

clock 22 January 2013 •

Investment

1 Stop Financial Services cancels permissions

Pembrokeshire-based 1 Stop Financial Services has cancelled its permissions to carry on regulated activities and closed to new business.

clock 22 January 2013 •

Alternative Investments

No accounts for Harlequin Property resort since 2005

One of the main hotel resorts which received investment from overseas property firm Harlequin Property has not filed accounts for seven years.

clock 22 January 2013 •

Regulation

Advice industry could see MAS fees cut 94%

Advisory businesses will see a marked reduction in the amount they contribute to the Money Advice Service (MAS) in 2013/14 if proposed changes to the way it is funded are approved.

clock 22 January 2013 •

Regulation

FSA branded a 'disgrace' over individual broker registration

The chief executive of the Association of Mortgage Intermediaries (AMI) has hit out at the Financial Services Authority (FSA) over its failure to launch an individual registration scheme for mortgage advisers.

clock 22 January 2013 •

Investment

Update: Schroders trader arrested in FSA insider dealing probe

A Schroders trader is among five people arrested as part of a Financial Services Authority (FSA) investigation into insider dealing.

clock 22 January 2013 •

Investment

FSA warns advisers over UCIS in SIPPs

The Financial Services Authority (FSA) has issued a warning to advisers who recommend that clients invest in unregulated collective investment schemes in their self-invested personal pensions (SIPPs).

clock 21 January 2013 •

Regulation

FSA to spend £5m on outside analysts

The Financial Services Authority (FSA) and its successors are to spend as much as £5m on hiring outside consultancies to carry out economic analysis.

clock 21 January 2013 •

Investment

FSA issues warning to IFAs on Harlequin Property

The Financial Services Authority (FSA) has issued a warning to financial advisers about investing clients money in Caribbean property through Harlequin Property.

clock 21 January 2013 •
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