The Financial Services Authority (FSA) has answered 22 of advisers' key questions about the ongoing implementation and supervision of the Retail Distribution Review (RDR).
Self-invested personal pension (SIPP) provider Dentons has revealed some of the investments it has turned down in the last 12 months.
The Financial Services Authority (FSA) has today published final notices fining and banning three individuals for engaging in market abuse.
Firms distributing 'payment protection' products - such as short-term income protection - must ensure salespeople do not have inappropriate incentives to sell them, the Financial Services Authority (FSA) has stressed in new guidance.
The Financial Services Authority (FSA) has extended its investigation into firms suspected of attempting to manipulate the London inter-bank offered rate (LIBOR) to interdealer broker ICAP, according to a report in the Financial Times (FT).
Sheila Nicoll, director of policy at the Financial Services Authority (FSA), has announced her decision to leave the organisation when it transitions to the Financial Conduct Authority (FCA) in April this year.
The Financial Services Authority (FSA) has appointed two new non-executive directors to the board of the Financial Services Compensation Scheme (FSCS).
The regulator's vastly improved thematic communication and knowledge sharing means advisers should view it as a valuable resource, according to RSM Tenon's head of wealth management John Porteous.
HM Revenue and Customs (HMRC) is considering taxing fund rebates paid by platforms to consumers in the latest crackdown on the payments.