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FSA

RDR

FSA answers IFAs' top RDR questions

The Financial Services Authority (FSA) has answered 22 of advisers' key questions about the ongoing implementation and supervision of the Retail Distribution Review (RDR).

clock 25 January 2013 •

Pensions

SIPP provider Dentons reveals investments it won't touch

Self-invested personal pension (SIPP) provider Dentons has revealed some of the investments it has turned down in the last 12 months.

clock 25 January 2013 •

Regulation

FSA fines and bans three for market abuses

The Financial Services Authority (FSA) has today published final notices fining and banning three individuals for engaging in market abuse.

clock 25 January 2013 •

Income Protection

FSA issues guidance on selling 'payment protection' plans

Firms distributing 'payment protection' products - such as short-term income protection - must ensure salespeople do not have inappropriate incentives to sell them, the Financial Services Authority (FSA) has stressed in new guidance.

clock 24 January 2013 •

Income

Regulators take aim at pension 'liberation' schemes

LIBERATION?

clock 24 January 2013 •

Economics / Markets

FSA 'extends LIBOR probe to ICAP'

The Financial Services Authority (FSA) has extended its investigation into firms suspected of attempting to manipulate the London inter-bank offered rate (LIBOR) to interdealer broker ICAP, according to a report in the Financial Times (FT).

clock 24 January 2013 •

Regulation

Sheila Nicoll to leave FSA in April

Sheila Nicoll, director of policy at the Financial Services Authority (FSA), has announced her decision to leave the organisation when it transitions to the Financial Conduct Authority (FCA) in April this year.

clock 23 January 2013 •

Regulation

FSA appoints two non-exec directors to FSCS board

The Financial Services Authority (FSA) has appointed two new non-executive directors to the board of the Financial Services Compensation Scheme (FSCS).

clock 23 January 2013 •

Regulation

Porteous: FCA will be a 'valuable resource' for advisers

The regulator's vastly improved thematic communication and knowledge sharing means advisers should view it as a valuable resource, according to RSM Tenon's head of wealth management John Porteous.

clock 23 January 2013 •

Wrap/platforms

HMRC may tax platform rebates in latest crackdown

HM Revenue and Customs (HMRC) is considering taxing fund rebates paid by platforms to consumers in the latest crackdown on the payments.

clock 22 January 2013 •
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