professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Regulation

Profile: Alan Lakey

"The RDR would be laughable if it wasn't actually being inflicted upon us."

clock 06 October 2009 •

Regulation

FSA publishes rules on liquidity requirements

The FSA has published its final rules designed to enhance firms' liquidity risk management practices.

clock 05 October 2009 •

Your profession

The FSSC on qualifications post-RDR

Sarah Thwaites, director of skills development at the Financial Services Skills Council, discusses the introduction of QCF Level 4 draft core units.

clock 05 October 2009 •

Your profession

Employee rights legislation may have scuppered Park Row/2plan deal

Talks over the transfer of 240 Park Row advisers to 2plan Wealth Management may have fallen through as a result of legislation introduced three years ago to preserve employees' terms and conditions when switching employer.

clock 02 October 2009 •

Regulation

ifs to help managers prepare for FSA Arrow visit

The ifs School of Finance is hosting a workshop to help adviser firms' senior managers gain a better awareness of the FSA's approach to risk assessment.

clock 02 October 2009 •

Your profession

2plan shock at Park Row transfer talks collapse

National IFA 2plan Wealth Management this afternoon expressed its "surprise" after learning talks over the transfer of 240 IFAs from Park Row had collapsed.

clock 02 October 2009 •

Your profession

Abandon hope RDR will not happen - FSA

The FSA today told advisers and providers: there is no hope the RDR will not happen.

clock 01 October 2009 •

Industry

AMI voices fears over mortgage product regulation

The Association of Mortgage Intermediaries (AMI) says mortgage product regulation by the FSA will unnecessarily restrict consumer access to the housing market.

clock 01 October 2009 •

Your profession

We do not want fewer adviser firms - FSA

The FSA has burst a growing bubble of opinion it intends to cut the number of financial advice firms in the UK by "over-regulating" the sector.

clock 01 October 2009 •

Individual Protection

FSA demands firms re-open 185,000 rejected PPI complaints

The FSA today ordered firms reopen about 185,000 previously-rejected payment protection insurance (PPI) complaints and reassess them.

clock 29 September 2009 •
287288289
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa