FSA
Your profession
The director of a mortgage and insurance broker who lost £85,000 of customers' money has been banned by the FSA.
05 February 2010
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Mortgages
A mortgage broker banned by the FSA inflated his declared £15,000 annual income to £188,000 on a mortgage application for himself.
04 February 2010
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Long Term Care
Charlotte Moore looks at the qualifications IFAs need to be able to advise on long-term care.
04 February 2010
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Hedge Funds
A ex-BlueBay hedge fund manager has been fined £140,000 and banned by the FSA for misleading investors and the regulator.
03 February 2010
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Your profession
Today is Groundhog Day, made famous by Bill Murray's film of the same name, in which Murray's character is forced to continually re-live 2 February.
02 February 2010
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uncategorised
The House of Lords should scrap the Financial Services Bill in its current format, regulatory consultants Ignacity says.
02 February 2010
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Regulation
The equity release industry has spoken out against calls from the Society for Equity Release Advisers (SERA) to ban telephone-based equity release advice.
02 February 2010
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uncategorised
The Luxembourg financial services regulator has suspended the securities of Lifemark S.A from trading on the Luxembourg Stock Exchange.
01 February 2010
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Regulation
The FSA has censured a London-based stockbroking firm for repeated failures by its appointed representative where customers were forced to buy shares they did not want.
01 February 2010
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Investment
At least 2,000 SSAS cases in the UK could face penalties for not fulfilling the role of scheme administrator correctly. Richard Mattison examines what has gone wrong and how to rectify the situation
01 February 2010
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