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FSA

Regulation

Smallwood's Shout: Trail commission clarification welcome

Chris Smallwood, CEO of 2plan Wealth Management, explains why the FSA’s clarification on trail commission will help advisers transition for RDR

clock 24 June 2010 •

Wrap/platforms

David Ferguson: Transparency is not confusing

Nucleus Financial chief executive David Ferguson muscles into a debate with the ‘big three' about platform pricing.

clock 24 June 2010 •

Wrap/platforms

What will the RDR really mean for selecting discretionary managers?

Sparring between platforms and discretionary fund managers is unnecessary, as they are alternate not competing solutions, writes Andrew Denham-Davis from Brooks Macdonald AM.

clock 24 June 2010 •

Your profession

FSA warns firms over "unfair" contract terms

The FSA is urging adviser firms to revisit any client contracts containing ‘I have read and understood' declarations to ensure they are fair on consumers.

clock 22 June 2010 •

Regulation

Sants hopes FSA staff "welcome" decision to stay

Hector Sants told FSA staff in a memo he hoped his decision to remain with the regulator would be a "welcome one".

clock 18 June 2010 •

Your profession

FSA urged to apply 'Ramsey Pricing' to IFA fees

The FSA is being urged to consider firms' "willingness and ability" to pay regulatory fees as a fairer way of allocating costs to financial firms.

clock 17 June 2010 •

Wrap/platforms

How to assess platform suitability

When it comes to assessing the suitability of a platform, otherwise known as conducting due diligence, each adviser, provider, colleague and ‘expert' will have an opinion on the platform that is best for your client and for your business. However, ultimately...

clock 17 June 2010 •

Specialist

The return of the mutual fund

The re-creation of true mutual funds is without doubt an unintended consequence of RDR, but one advisers should embrace, writes David Norman, managing director and co-founder of TCF Investment

clock 17 June 2010 •

Investment

IFA View: A new path for the FSA

Sheriar Bradbury, CEO of Bradbury Hamilton, asks how does increasing capital adequacy requirements help the end consumer?

clock 17 June 2010 •

uncategorised

The taxing job of pension planning

Julie Darlington, director of regulation, 2plan Wealth Management, looks at how the complexities of the tax system impact pension planning.

clock 17 June 2010 •
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