professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

uncategorised

To bundle or not to bundle?

What advisers can learn from the defined contribution pension market

clock 14 October 2010 •

RDR

Independent or restricted? Who cares!

The most amusing point about the "infernally-insular" debate on whether IFA or restricted is best, according to Openwork head of strategy Campbell Macpherson, is that the people who ultimately pay advisers' wages couldn't care less.

clock 13 October 2010 •

Regulation

FSA customer redress powers come into effect

New FSA powers have come into effect, giving the regulator the ability to deliver "prompt and effective" redress for consumers.

clock 12 October 2010 •

Mortgages

FSA bans and fines three mortgage brokers over £400k

The FSA has banned three individuals for mortgage fraud and fined two of them a total of £414,683.

clock 12 October 2010 •

Your profession

Editors urge FSA to spike media clampdown rules

Editors of the Financial Times, Guardian, Reuters and the Times have written to the FSA urging it to scrap "misguided" anti-leak rules designed to curb journalists' contacts with regulated firms.

clock 12 October 2010 •

Regulation

FSA authorisation time doubles in 12 months

The average waiting time to receive FSA authorisation has almost doubled in the last year, according to figures obtained via a Freedom of Information request.

clock 11 October 2010 •

Regulation

FSA to challenge BBA over PPI complaints

The FSA will challenge the British Bankers' Association's judicial review of its new PPI complaints handling measures.

clock 11 October 2010 •

Critical Illness

CI sales scripts to be introduced before 2011

Critical illness (CI) sales scripts are ready for implementation by the end of the year following approval from the FSA and Association of British Insurers (ABI).

clock 08 October 2010 •

Protection

FSA bans insurance broker for inadequate resources

The FSA has cancelled an insurance broker's Part IV permissions for failing to meet its capital adequacy requirements.

clock 08 October 2010 •

Your profession

Time for industry to unite behind DIFs

Tony Vine-Lott, director general of TISA, says the industry must present a united front on DIFs or face the consequences from the regulator Tony Vine-Lott, director general of TISA (Tax Incentivised Savings Association), says the industry must present a united front on DIFs or face the consequences from the regulator

clock 07 October 2010 •
218219220
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa