professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Your profession

Ex-FSA chairman Davies joins Prudential board

Former City regulator Sir Howard Davies has joined the board of Prudential as a non-executive director.

clock 15 October 2010 •

Your profession

Succession granted FSA authorisation

IFA consolidator Succession Advisory Services has received FSA authorisation to arrange investment deals, though not to give advice.

clock 15 October 2010 •

RDR

RDR trail commission rules may create more orphaned clients

Concerns are mounting over the number of orphaned clients post-RDR after the FSA said a customer's new adviser could inherit their existing trail commission.

clock 15 October 2010 •

Wrap/platforms

FSA: Firms failing on platform risk management

The FSA has fired a warning shot to firms failing to conduct adequate platform risk management arrangements when changing business models.

clock 14 October 2010 •

Your profession

Tory MP gets Parliament debate on RDR

Conservative MP Harriett Baldwin has secured a debate in Parliament on the future of regulation for independent financial advisers.

clock 14 October 2010 •

Your profession

Hoban backs RDR move to fees

Treasury minister Mark Hoban has backed the move to fee charging as advisers' contribution to rebuilding trust in Britain's financial institutions.

clock 14 October 2010 •

Wrap/platforms

FSA redress powers could spark platform 'class actions'

New FSA consumer redress powers could have "catastrophic" implications for advisers who have not conducted proper platforms due diligence, warns Capita Financial Software.

clock 14 October 2010 •

Your profession

Investors seek legal advice after FSA press 'leak' crackdown

Institutional investors are preparing to take a stand against an FSA diktat clamping down on contact between the City and the press.

clock 14 October 2010 •

With Profits

With-profits under the microscope

The findings of the FSA’s recent review of the operation of with-profits funds

clock 14 October 2010 •

RDR

How will you demonstrate professionalism?

The role of professional bodies in the run-up to RDR

clock 14 October 2010 •
217218219
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa