professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • Equities Hub - in association with Capital Group
    • Multi-asset content hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Regulation

FSA speak: A new low

I'm in the game of clear, concise and effective communication and, as client-facing advisers, so are you.

clock 13 May 2011 •

Economics / Markets

Lambert leaves FPC before first meeting - papers

Exits at the FPC, more trouble for Glencore, an FSA probe at Eddie Stobart's, and a rush for inflation-beating savings bonds - our round-up of the nationals' top finance stories.

clock 13 May 2011 •

Your profession

FSA will not use sales data to control price of advice

The FSA says proposals to collect extra sales data from advice firms are not part of wider plans to effectively control how much they charge for their services.

clock 12 May 2011 •

Regulation

FSA publishes ban orders before Final Decision reached

The FSA has for the first time made public its damning indictments of an IFA and an insurance broker who it banned for acting without integrity before a final decision has been made on the cases.

clock 12 May 2011 •

Your profession

Miss anything? Yesterday's key stories

If a courier loses a set of completed CII exam papers, whose fault is it: the CII's or the courier's?

clock 12 May 2011 •

Your profession

Revealed: The strong-arm tactics of UCIS salesmen

IFAs have been warned of sales practices by some providers of unregulated collective investment schemes (UCIS) who are wrongly telling advisers they must recommend their products to remain independent.

clock 11 May 2011 •

Regulation

Lakey: Why the FSA's data proposals may lead to price control

The FSA may use the extra data it plans to collect from adviser firms to control the price of advice post-2012, Alan Lakey says.

clock 11 May 2011 •

Regulation

FSA calms fears over use of adviser complaints records

The FSA will use new rules requiring firms to publish the complaints records of their advisers to help "build an overall picture" of individuals, but it has promised to investigate fully any cases that give it cause for concern and says it will only ban...

clock 11 May 2011 •

Your profession

Miss anything? Yesterday's key stories

Another day, another FSA paper...

clock 11 May 2011 •

Regulation

AIFA says FSA moving 'alarmingly close' to economic regulation

The FSA is moving "alarmingly close to economic regulation" with its latest proposals on data collection, AIFA said.

clock 10 May 2011 •
173174175
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa