FSA

Jason Kirk, senior compliance field manager at SimplyBiz, explains how to get the most value out of your compliance visits...

Why the 'man from the Pru' isn't done yet...

Prudential executives are set to be interviewed in the coming days as part of an FSA probe into the insurance giant's failed takeover bid for AIA.

The FSA wants advisers to provide 100% compensation to clients who have suffered losses, even if it was not the firm's fault, according to a City law firm.

The FSA's consultation into platform pricing will not start until the middle of next year as the regulator conducts research into pricing models across the market.

SIPP providers have increased their level of screening for poor or unsuitable investments within their schemes.

Insurers have been given another year to become compliant with Solvency II (SII), the Financial Services Authority (FSA) announced today.

A former Edward Jones adviser has filed an official complaint against the Financial Services Authority (FSA), accusing it of poorly regulating Towry Law.

The regulator has missed a vital opportunity to provide clarity over platform rules and its current "cluttered" policy risks undermining RDR, Cofunds has warned.

The UK insurance industry is urging the FSA to push ahead with some parts of the Solvency II regime at the start of 2013, despite the fact the rest of the continent is likely to delay until 2014.