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FSA

Adviser / Broking

Biba approves renewal of FSCS funding review

The British Insurance Brokers' Association (Biba) has welcomed the FSA's decision to restart its funding review of the Financial Services Compensation Scheme (FSCS).

clock 03 October 2011 •

Regulation

FSA re-starts FSCS funding review

The Financial Services Authority (FSA) has restarted its review of Financial Services Compensation Scheme (FSCS) funding, with a view to formally consult in the first half of 2012.

clock 03 October 2011 •

Regulation

FSA's Turner launches fresh bank attack

Lord Adair Turner, the head of the FSA, last night launched an outspoken attack on the banks, claiming their ability to create credit and money is ‘potentially dangerous'.

clock 30 September 2011 •

Regulation

FSA to sit in on City board meetings

The Financial Services Authority (FSA) has been sitting in on the board meetings of some of the largest City firms.

clock 29 September 2011 •

Your profession

Towry fined £495K for misleading the FSA

The Financial Services Authority (FSA) has fined Towry Investment Management £494,000 for providing misleading information to the regulator and for client money breaches.

clock 29 September 2011 •

Your profession

Progess report: Where are we now on re-reg?

Transferring clients' assets between organisations can be a major headache - often time consuming, frequently frustrating and possibly uneconomic.

clock 29 September 2011 •

Your profession

The Fry Group eyes 'dumbed down' Hargreaves model

Upmarket financial planning business The Fry Group is in talks with the FSA over developing an online basic advice model for people who want to invest smaller amounts but cannot afford to pay for full advice.

clock 29 September 2011 •

Regulation

Treasury clashes with FSA over Northern Rock bid

The Treasury and Financial Services Authority(FSA) are heading for a clash over a proposal to allow bidders for Northern Rock's "good" bank to take about £500m out of the lender.

clock 29 September 2011 •

Your profession

Should we fear dual regulation post-RDR?

Perspective Financial Group's Julie Hepworth looks at the implications of accredited bodies taking differing approaches to adviser qualifications.

clock 29 September 2011 •

Regulation

Zurich: Market size and fees will hold back simplified advice

Questions around the actual size of any target market and the problem of charging fees could hamper the success of simplified advice, according to Zurich UK Life's Matthew Connell.

clock 28 September 2011 •
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