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FSA

Regulation

FSCS begins interim levy refunds

The Financial Services Compensation Scheme (FSCS) has begun reimbursing firms some or all of their share of a £326m interim levy after they successfully applied for a refund.

clock 11 November 2011 •

Regulation

FSA bonuses in spotlight at Evershed tribunal

Star fund manager Patrick Evershed said he raised concerns with the FSA about allegations its staff bonuses are tied to the regulator's relationships with institutions, in the latest twist during his employment tribunal.

clock 11 November 2011 •

RDR

FSA pledges to iron out independence wrinkles

The Financial Services Authority (FSA) said it is likely to release further guidance on what is required to be independent post RDR after admitting some practitioners still have questions on the issue.

clock 11 November 2011 •

Regulation

PRA chief sets out future vision for insurance

Julian Adams, director of the Financial Services Authority's (FSA) insurance division and soon to be in role at the Prudential Regulation Authority (PRA), has moved to address concerns that the new regulator would be overseeing the banking and insurance...

clock 10 November 2011 •

Regulation

FSA set to award accredited status to two more bodies

The FSA is consulting with the industry on whether to include the Institute of Chartered Accountants in England and Wales and the Pensions Management Institute as accredited bodies.

clock 10 November 2011 •

RDR

Adviser charging: FSA proposes new guidance on provider facilitation

The Financial Services Authority (FSA) has proposed new guidance outlining how product providers can facilitate the payment of adviser and consultancy charges to intermediaries.

clock 10 November 2011 •

RDR

Six ways your platform will change under RDR

Nucleus technical communications manager Terry Huddart explains how the platform industry is preparing for the new regulatory landscape

clock 10 November 2011 • 4 min read

Your profession

The would-be whistleblower: The day I tried - and failed - to expose a churner

Five years ago, Andrew*, a company director at an IFA business, witnessed wrongdoing in his industry and wanted to stop it. But when he tried, the reaction he received from life companies and the FSA shocked him...

clock 10 November 2011 •

RDR

Loud and proud: Why restricted advisers will shout about specialism post RDR

Vince Harvey, head of training & development for Brooks Macdonald Group, discusses why some clients may prefer restricted over independent advice.

clock 10 November 2011 •

RDR

No laughing matter: Don't miss the deadline!

Julie Hepworth, group regulatory manager at Perspective Financial Group, explains how to make sure your gap-fill evidence is up to scratch.

clock 10 November 2011 •
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