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FSA

Wrap/platforms

Picking a platform: 
Not an easy thing to do

Ten leading platform commentators were locked in a room last month to debate the future of the market. In the last of a three-part special, the team dissects the ways distributors select and use platforms.

clock 10 November 2011 •

Structured Products

The structured product police: Is this a good idea?

Structured products are again in the regulatory firing line but this time it is providers - rather than IFAs - which are in the FSA's sights.

clock 10 November 2011 •

Your profession

How many advisers will there be in 2013?

Estimates of the number of advisers set to leave the industry due to RDR have been two-a-penny in recent years. But the FSA's latest figures have raised a few eyebrows...

clock 10 November 2011 •

Your profession

Oops! FSA gaffe on VAT sends advisers scurrying

An apparent mis-type in the FSA's latest policy statement outlining how advisers should in the future fill in their RMAR forms sent some scurrying to their accountants for clarification this week.

clock 10 November 2011 •

uncategorised

Three things we learned this week

Retirement Planner's roundup of the top pension stories.

clock 09 November 2011 •

Economics / Markets

FSA seeks to beef up protection for unit-linked policyholders

The Financial Services Authority (FSA) has proposed rules to bring the protection of policyholders with unit-linked and index-linked life insurance products in line with new European legislation.

clock 09 November 2011 •

Investment

FSA fines Dubai based investor record $9.6m for market abuse

The Financial Services Authority (FSA) has fined a Dubai based private investor $9.62m (£6m) for manipulating the closing price of securities on the London Stock Exchange, in the largest fine imposed by the FSA on an individual.

clock 09 November 2011 •

Regulation

FSA bans adviser for paperwork failure

The Financial Services Authority (FSA) has cancelled the permissions of adviser Tracey McFadden for failing to turn in paperwork.

clock 09 November 2011 •

Regulation

AIFA 'favourably impressed' by EU approach to regulation

AIFA chiefs have called for closer alignment between British and European regulation, and predicted further changes to the definition of independence.

clock 09 November 2011 •

Regulation

The new RMAR reporting requirements: A breakdown

The FSA today published its new data reporting rules for Retail Mediation Activities Return (RMAR) forms. Here is IFAonline's breakdown of the changes you need to know.

clock 08 November 2011 •
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