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FCA

London Capital & Finance compensation scheme wound up

Investment

London Capital & Finance compensation scheme wound up

Almost all eligible bondholders have now received compensation

clock 03 November 2022 • 1 min read
MorganAsh partners with Moneyhub to address Consumer Duty

Technology

MorganAsh partners with Moneyhub to address Consumer Duty

Real-time monitoring to help identify vulnerable clients

clock 02 November 2022 • 2 min read
FCA prosecutes five people for alleged £1.2m investment fraud

Regulation

FCA prosecutes five people for alleged £1.2m investment fraud

The trial will start on 6 February 2023 with a six to eight week time estimate

clock 01 November 2022 • 2 min read
FCA confirms August 2023 for pensions dashboards deadline

Pensions

FCA confirms August 2023 for pensions dashboards deadline

Pensions dashboards likely to be publicly available by summer 2024

clock 01 November 2022 • 3 min read
The Openwork Partnership on Consumer Duty implementation

Regulation

The Openwork Partnership on Consumer Duty implementation

‘It is our priority that partners understand what the changes are’

clock 01 November 2022 • 2 min read
FCA: Consumer Duty will weed out remaining 'bad advisers'

Regulation

FCA: Consumer Duty will weed out remaining 'bad advisers'

Therese Chambers speaking at PFS Conference 2022

clock 01 November 2022 • 2 min read
FCA under MP pressure to face consumer negligence claims

Regulation

FCA under MP pressure to face consumer negligence claims

The FCA's immunity from civil claims dates back to 20 years ago

clock 31 October 2022 • 1 min read
FCA calls for an 'upfront effort' in implementing Consumer Duty

Regulation

FCA calls for an 'upfront effort' in implementing Consumer Duty

FCA chief speech at the annual City Banquet at Mansion House

clock 28 October 2022 • 2 min read
Is Consumer Duty a true turning point for the advice profession?

Regulation

Is Consumer Duty a true turning point for the advice profession?

Insanity as defined by Albert Einstein and other famous quotes…

clock 27 October 2022 • 3 min read
FCA says SDR will be a 'very different' regime to Europe's SFDR

Investment

FCA says SDR will be a 'very different' regime to Europe's SFDR

Comes after long-awaited consultation paper was published this morning

clock 25 October 2022 • 2 min read
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