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FCA

FCA, TPR, Maps warn again on scams and urge against pension panic

Pensions

FCA, TPR, Maps warn again on scams and urge against pension panic

Scam-fighting bodies tell savers to seek guidance for protection

clock 11 November 2022 • 3 min read
A whistle-stop tour of the Sustainability Disclosure Requirements

Regulation

A whistle-stop tour of the Sustainability Disclosure Requirements

Why SDR should not play second fiddle to Consumer Duty

clock 11 November 2022 • 4 min read
FCA warns firms on DB pension redress calculation rules

Regulation

FCA warns firms on DB pension redress calculation rules

‘Small number’ of firms not including all fees and charges

clock 09 November 2022 • 2 min read
Record full pension withdrawals spark tax warning

Pensions

Record full pension withdrawals spark tax warning

‘Accessed and emptied’ pensions up 16% year-on-year

clock 09 November 2022 • 2 min read
FCA: Regulatory 'call-in' powers could risk UK's international reputation

Regulation

FCA: Regulatory 'call-in' powers could risk UK's international reputation

Richard Lloyd and Nikhil Rathi tell MPs

clock 08 November 2022 • 3 min read
FCA takes action against 4,151 rogue financial promotions

Regulation

FCA takes action against 4,151 rogue financial promotions

More than 300 warnings issued by the regulator in 12 weeks

clock 04 November 2022 • 2 min read
Industry 'well placed' to live up to FCA's Consumer Duty expectations

Regulation

Industry 'well placed' to live up to FCA's Consumer Duty expectations

FCA wants ‘uplift in standards’ across the board

clock 03 November 2022 • 4 min read
Cambridge-based advice firm declared in default by the FSCS

Regulation

Cambridge-based advice firm declared in default by the FSCS

The FSCS received five claims in total, including one valid claim

clock 03 November 2022 • 3 min read
London Capital & Finance compensation scheme wound up

Investment

London Capital & Finance compensation scheme wound up

Almost all eligible bondholders have now received compensation

clock 03 November 2022 • 1 min read
MorganAsh partners with Moneyhub to address Consumer Duty

Technology

MorganAsh partners with Moneyhub to address Consumer Duty

Real-time monitoring to help identify vulnerable clients

clock 02 November 2022 • 2 min read
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