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FCA

Regulation

Revealed: the 12 CASS failings that persist today

The Financial Conduct Authority (FCA) is stepping up efforts to ensure firms are meeting its client money rules, according to a consultant.

clock 16 May 2013 •

Regulation

MP: Yorkshire Bank has 'serious questions to answer' over Arck

Yorkshire Bank has "serious questions to answer" over failed property scheme Arck LLP - now under investigation by the Serious Fraud Office (SFO) - which left investors millions of pounds out of pocket, an MP has said.

clock 16 May 2013 •

Regulation

FCA probes general insurance claims process

The Financial Conduct Authority (FSA) is launching a strategic review into the claims process in general insurance.

clock 16 May 2013 •

RDR

Did the FCA just sign the death warrant for trail commission?

END OF THE TRAIL

clock 16 May 2013 •

RDR

'We can't push a mountain': FCA issues rallying call to advisers

The Financial Conduct Authority (FCA) has issued a rallying call to advisers and the wider industry to help it regulate, saying it "can't do it alone".

clock 15 May 2013 • 1 min read

Housing market

FCA begins MMR readiness tests

The Financial Conduct Authority (FCA) has begun tracking intermediaries' and lenders' progress towards implementing new rules following the Mortgage Market Review (MMR).

clock 15 May 2013 •

Regulation

FCA warns on rogue 'self-cert' mortgage advice firm

The Financial Conduct Authority (FCA) has warned borrowers about an unregulated mortgage adviser promising self-certified and 100% plus LTV loans.

clock 14 May 2013 • 2 min read

Investment

Ex-BlackRock star Lyttleton arrested in market abuse probe

Mark Lyttleton, the former star fund manager at BlackRock, was arrested last month as part of the Financial Conduct Authority's (FCA's) investigations into market abuse, according to reports.

clock 14 May 2013 •

Regulation

APFA rallies members on FCA fees

The Association of Professional Financial Advisers (APFA) has issued a call to action to its members, urging them to respond to the Financial Conduct Authority's (FCA) fees consultation paper.

clock 10 May 2013 •

Wrap/platforms

Skandia: Select range unaffected by platform subsidies ban

Skandia has said its discounted fund panel Select will not be affected by the Financial Conduct Authority's (FCA's) final rules on platforms, despite a ban on subsidies.

clock 09 May 2013 •
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