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FCA

Regulation

FCA probes asset managers' use of 'transition' services

The Financial Conduct Authority (FCA) is probing asset managers' use of "transition management" services over concerns end investors' interests are being disregarded.

clock 09 May 2013 •

Regulation

FCA confirms UCIS paper delay 'to allow time to get it right'

The Financial Conduct Authority (FCA) has confirmed it is delaying the publication of final rules governing the sale and promotion of unregulated collective investment schemes (UCIS), saying it remains unclear on some issues and must be allowed time to...

clock 08 May 2013 •

Investment

Ex-HBOS director quits Resolution after investors voice concern

Phil Hodkinson, the former finance director of HBOS, has bowed to pressure and resigned as senior independent director of Resolution, the life assurance group .

clock 03 May 2013 • 1 min read

Regulation

Two arrested in FCA insider dealing investigation

A man and a woman have been arrested in connection with a Financial Conduct Authority (FCA) investigation into insider dealing.

clock 03 May 2013 •

Regulation

Firms to FCA: we don't believe your competition pledge

The vast majority of regulated firms lack faith in the Financial Conduct Authority's (FCA) ability to promote competition in the sector, a key tenet of the new regulator's mandate.

clock 03 May 2013 •

Regulation

Listen up Wheatley! Firms' wishlist for the FCA

The Financial Services Practitioner Panel (FSPP) asked firms what single message they would deliver to the board of the Financial Conduct Authority (FCA) - and the over-riding plea is for fairness.

clock 03 May 2013 •

Equity release

Over -55s most at risk from interest only 'time-bomb'

The over-55s are most at risk from the interest-only mortgage time-bomb, according to equity release specialists.

clock 02 May 2013 •

Mortgages

Kent mortgage adviser in Crown Court after FCA ban

An ex-mortgage broker from Rainham in Kent appeared at Medway Magistrates' Court in relation to criminal offences brought against him by the Financial Conduct Authority (FCA).

clock 02 May 2013 •

Regulation

PRA: FSA botched 'conduct' and 'prudential' regulation mix

The Financial Services Authority (FSA) was ineffective because it failed to deliver a good balance of 'prudential' and 'conduct' regulation, according to the chief executive of the Prudential Regulation Authority (PRA).

clock 02 May 2013 •

Wrap/platforms

Blood, sweat, tears and the FCA platform paper

Mike Kellard, chief executive officer at AXA Wealth, explains why the Financial Conduct Authority's (FCA) much awaited platform paper was a bit like his son's football match.

clock 02 May 2013 •
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