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FCA

RegTech and FCA directives: Enhancing a data-led approach for adviser firms

Regulation

RegTech and FCA directives: Enhancing a data-led approach for adviser firms

The regulator's expectations of advisers are evolving

clock 08 October 2024 • 5 min read
Consolidation review: FCA not saying it is a 'bad thing'

Regulation

Consolidation review: FCA not saying it is a 'bad thing'

FCA announced consolidation review in Dear CEO letter

clock 08 October 2024 • 2 min read
FCA to carry out consolidation review

Your profession

FCA to carry out consolidation review

FCA sets out two-year priorities for financial advice

clock 07 October 2024 • 3 min read
FCA urged to add ethical funds SDR label

Regulation

FCA urged to add ethical funds SDR label

'We will carry on lobbying to try and change the rules'

clock 07 October 2024 • 1 min read
Why engaging directly is key to identifying customer vulnerabilities

Your Business

Why engaging directly is key to identifying customer vulnerabilities

'Engaging directly on vulnerability is new and still feels quite alie'

clock 02 October 2024 • 4 min read
PA360 North: Advisers and FCA 'misaligned' on Consumer Duty

Consumer Duty

PA360 North: Advisers and FCA 'misaligned' on Consumer Duty

Gillian Hepburn: ‘Are we really putting ourselves in our clients’ shoes?’

clock 01 October 2024 • 2 min read
FCA completes all Woodford investigations but still no end in sight

Your profession

FCA completes all Woodford investigations but still no end in sight

FCA Annual meeting

clock 27 September 2024 • 2 min read
FCA headquarters hit with rally calling for better regulation

Regulation

FCA headquarters hit with rally calling for better regulation

Held by the Transparency Task Force following regulator’s annual public meeting

clock 26 September 2024 • 3 min read
FCA SDR implementation policy for portfolio management delayed to Q2 2025

Regulation

FCA SDR implementation policy for portfolio management delayed to Q2 2025

FCA's Sarah Pritchard made the announcment on SDR rethink

clock 26 September 2024 • 2 min read
Retirees flock to annuities as sales rise almost 40% year-on-year

Income

Retirees flock to annuities as sales rise almost 40% year-on-year

Annuity sales up 38.7% to 80,061 in 2023/24

clock 26 September 2024 • 2 min read
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