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FCA

CII urges industry to go beyond FCA's diversity and inclusion rules

Your profession

CII urges industry to go beyond FCA's diversity and inclusion rules

‘We can't only look at the FCA's rules, it’s about cultural change'

clock 25 June 2024 • 2 min read
FCA bans and fines trio from defunct DFM SVS Securities

Regulation

FCA bans and fines trio from defunct DFM SVS Securities

Bans and fines issued for mistreatment of pension funds

clock 24 June 2024 • 2 min read
Is the regulator getting better at giving guidance?

Regulation

Is the regulator getting better at giving guidance?

'The FCA notes maintaining high standards is important'

clock 20 June 2024 • 4 min read
Product innovation needed to plug 'woeful' AI regulation gap

Your profession

Product innovation needed to plug 'woeful' AI regulation gap

Mallowstreet chief executive on how tools can fill a gap in the market

clock 19 June 2024 • 1 min read
SDR solutions for advisers prove popular with two new launches

Green

SDR solutions for advisers prove popular with two new launches

MainStreet Partners and Square Mile unveil SDR services for advisers

clock 14 June 2024 • 3 min read
SIPP transfers from failed Hartley Pensions headed to Morgan Lloyd

Pensions

SIPP transfers from failed Hartley Pensions headed to Morgan Lloyd

Administrators UHY Hacker Young name firm as nominated operator

clock 13 June 2024 • 2 min read
Industry calls on government to reform 'not fit for purpose' FCA

Regulation

Industry calls on government to reform 'not fit for purpose' FCA

‘They have no idea about our market and drown us in petty regulation’

clock 10 June 2024 • 3 min read
FSCS investigates claims as Tenet calls in administrators

Your profession

FSCS investigates claims as Tenet calls in administrators

Nearly a year after parts of the business were shut down and sold off

clock 06 June 2024 • 2 min read
Advisers lack confidence in retirement strategy following FCA's review

Retirement

Advisers lack confidence in retirement strategy following FCA's review

Only 2% of advisers are confident in their retirement strategy

clock 04 June 2024 • 1 min read
Should IFAs change how they provide retirement income advice?

Income

Should IFAs change how they provide retirement income advice?

Taking action now will prepare you for the expected FCA follow up

clock 04 June 2024 • 4 min read
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