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FCA

FCA to support firms to overcome challenges in implementing AI

Technology

FCA to support firms to overcome challenges in implementing AI

Regulator launches an ‘AI Lab’

clock 17 October 2024 • 3 min read
Is simplified advice still on the table?

Regulation

Is simplified advice still on the table?

FCA department head acknowledges ‘more enthusiasm’ for targeted support

clock 15 October 2024 • 2 min read
Aegon reveals 'significant' demand for targeted support

Your profession

Aegon reveals 'significant' demand for targeted support

The ‘standout’ proposal from FCA’s advice / guidance review

clock 14 October 2024 • 2 min read
FCA's Hulme: Consolidation review a response to 'industry-led' concerns

Regulation

FCA's Hulme: Consolidation review a response to 'industry-led' concerns

FCA ‘agnostic’ on firm size, department head sets out

clock 14 October 2024 • 3 min read
FCA warns on fraudsters cloning advice firm Wealth Solutions

Companies

FCA warns on fraudsters cloning advice firm Wealth Solutions

Midlands based firm rebranded as Amber River in November 2023

clock 10 October 2024 • 1 min read
Lessons to learn from recent investigations into FCA executives

Regulation

Lessons to learn from recent investigations into FCA executives

'Investigations can have a habit of necessitating further investigations'

clock 09 October 2024 • 4 min read
What the FCA consolidation review means for financial advice

Regulation

What the FCA consolidation review means for financial advice

The acquisition market is expected to remain strong

clock 09 October 2024 • 4 min read
FCA chair praises UK markets reforms but calls for greater retail investor participation

Regulation

FCA chair praises UK markets reforms but calls for greater retail investor participation

International Capital Markets Conference

clock 09 October 2024 • 2 min read
Ex-SJP and Tenet adviser refused regulatory permissions by FCA

Companies

Ex-SJP and Tenet adviser refused regulatory permissions by FCA

‘Not appropriate’ for Murtaza Ashraf to carry out regulated activities

clock 08 October 2024 • 3 min read
RegTech and FCA directives: Enhancing a data-led approach for adviser firms

Regulation

RegTech and FCA directives: Enhancing a data-led approach for adviser firms

The regulator's expectations of advisers are evolving

clock 08 October 2024 • 5 min read
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