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FCA

Your profession

General insurance head appointed MAS chairman

The Money Advice Service (MAS) has appointed former Life Trust Holdings CEO Andy Briscoe as its chairman.

clock 01 August 2013 •

RDR

Space invaders: Are ex-only firms infringing the boundaries of advice?

SPACE INVADERS

clock 01 August 2013 •

Managed solutions

Why your firm needs a clear investment philosphy

OUTSOURCING

clock 01 August 2013 •

Your profession

From the Ed: Now listen carefully, I shall say this only once…

FROM THE EDITOR

clock 01 August 2013 •

Your profession

OFT action pushes 14 payday lenders out of the market

Some 14 payday lenders have confirmed they are planning to exit the market following a crack down on their practices by trading watchdogs.

clock 31 July 2013 •

Regulation

APFA demands three-year FCA budget freeze

The Association of Professional Financial Advisers (APFA) has asked for the regulator's budget to be frozen for three years, so it can provide a cut in real terms.

clock 31 July 2013 •

Wrap/platforms

FCA agrees to clarify stance on legacy cash rebates

The Financial Conduct Authority (FCA) has agreed to issue further guidance on the treatment of legacy cash rebates as part of its next quarterly consultation paper.

clock 31 July 2013 •

Regulation

Four arrested in FCA insider dealing investigation

Four people have been arrested this morning following house searches carried out by the Financial Conduct Authority (FCA) and Metropolitan Police in west London.

clock 31 July 2013 •

Regulation

FCA granted appeal on trader market prohibition decision

The Financial Conduct Authority (FCA) will resume its prohibition case against a proprietary trader following a court's decision to grant the regulator's appeal.

clock 31 July 2013 •

Regulation

FCA takes investment firms to court over 'illegal' promotions

The Financial Conduct Authority (FCA) is taking action against at least 16 firms or individuals who it believes are running or promoting investments illegally as collective investment schemes (CISs).

clock 30 July 2013 •
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